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POZEN INC
POZEN INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 98 Institutional holders with a total value of $134,146,785.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 ALGERT GLOBAL LLC 43,697 321,000 0.24%
52 TEACHERS ADVISORS, LLC 41,097 302,000 0.23%
53 LSV ASSET MANAGEMENT 35,900 263,000 0.20%
54 Cubist Systematic Strategies, LLC 34,697 255,000 0.19%
55 BLACKROCK ADVISORS LLC 28,702 211,000 0.16%
56 BTG Pactual Global Asset Management Ltd 27,799 204,000 0.15%
57 SUSQUEHANNA INTERNATIONAL GROUP, LLP 27,505 202,000 0.15%
58 METROPOLITAN LIFE INSURANCE CO/NY 23,949 176,000 0.13%
59 Connor, Clark & Lunn Investment Management Ltd. 23,300 171,000 0.13%
60 RHUMBLINE ADVISERS 22,070 162,000 0.12%
61 Quotient Investors, LLC 21,300 156,000 0.12%
62 Airain ltd 19,745 145,000 0.11%
63 Rotella Capital Management, Inc. 19,816 145,000 0.11%
64 Spot Trading L.L.C 19,700 145,000 0.11% Call
65 MANUFACTURERS LIFE INSURANCE COMPANY, THE 18,640 137,000 0.10%
66 EAGLE GLOBAL ADVISORS LLC 18,640 137,000 0.10%
67 Creative Planning 18,445 135,000 0.10%
68 WFG Advisors, LP 18,095 133,000 0.10%
69 COLDSTREAM CAPITAL MANAGEMENT INC 17,265 127,000 0.09%
70 Capital Impact Advisors, LLC 17,178 126,000 0.09%
71 DENVER INVESTMENT ADVISORS LLC 16,314 120,000 0.09%
72 TWO SIGMA INVESTMENTS, LP 15,105 111,000 0.08%
73 NAVELLIER & ASSOCIATES INC 14,700 108,000 0.08%
74 UBS AG 13,852 102,000 0.08%
75 PANAGORA ASSET MANAGEMENT INC 13,598 100,000 0.07%
76 TUDOR INVESTMENT CORP ET AL 12,531 92,000 0.07%
77 Numeric Investors LLC 11,500 84,000 0.06%
78 Virtu KCG Holdings LLC 11,376 83,000 0.06%
79 ProShare Advisors LLC 10,853 80,000 0.06%
80 COMMONWEALTH BANK OF AUSTRALIA 10,870 80,000 0.06%
81 Spark Investment Management LLC 10,800 79,000 0.06%
82 PRELUDE CAPITAL MANAGEMENT, LLC 6,700 49,000 0.04%
83 Legal & General Group Plc 5,723 43,000 0.03%
84 SMITH ASSET MANAGEMENT GROUP LP 4,350 32,000 0.02%
85 CITIGROUP INC 4,152 30,000 0.02%
86 BNP PARIBAS FINANCIAL MARKETS 3,204 23,517 0.02%
87 AMERIPRISE FINANCIAL INC 2,230 16,000 0.01%
88 GROUP ONE TRADING LLC 2,107 15,000 0.01%
89 Tower Research Capital LLC (TRC) 1,786 14,000 0.01%
90 ROYAL BANK OF CANADA 1,798 13,000 0.01%
91 BARCLAYS PLC 898 6,000 0.00%
92 BlackRock Finance, Inc. 763 6,000 0.00%
93 Vantage Investment Advisors, LLC 749 5,000 0.00%
94 BANK OF AMERICA CORP /DE/ 296 2,000 0.00%
95 MYCIO WEALTH PARTNERS, LLC 200 1,000 0.00%
96 GLOBEFLEX CAPITAL L P 105 1,000 0.00%
97 Ground Swell Capital, LLC 196 1,000 0.00%
98 FEDERATED HERMES, INC. 199 1,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.