| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | LPL Financial LLC | 329,585 | 7,557,000 | 66.37% | ||
| 2 | GOLDMAN SACHS GROUP INC | 66,160 | 1,527,000 | 13.41% | ||
| 3 | Virtu KCG Holdings LLC | 49,835 | 1,150,000 | 10.10% | ||
| 4 | ENVESTNET ASSET MANAGEMENT INC | 44,340 | 1,023,000 | 8.98% | ||
| 5 | UBS Group AG | 1,795 | 41,000 | 0.36% | ||
| 6 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,233 | 28,000 | 0.25% | ||
| 7 | ROYAL BANK OF CANADA | 1,100 | 25,000 | 0.22% | ||
| 8 | IFP ADVISORS, INC | 974 | 22,000 | 0.19% | ||
| 9 | MSI Financial Services Inc | 599 | 14,000 | 0.12% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.