| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 724,950 | 35,292,000 | 47.53% | ||
| 2 | JPMORGAN CHASE & CO | 489,108 | 23,634,000 | 31.83% | ||
| 3 | JANE STREET GROUP, LLC | 197,646 | 9,550,000 | 12.86% | ||
| 4 | ENVESTNET ASSET MANAGEMENT INC | 82,931 | 4,007,000 | 5.40% | ||
| 5 | Carroll Financial Associates, Inc. | 15,003 | 768,000 | 1.03% | ||
| 6 | UBS Group AG | 11,669 | 564,000 | 0.76% | ||
| 7 | LPL Financial LLC | 6,915 | 347,000 | 0.47% | ||
| 8 | AMERICAN INTERNATIONAL GROUP, INC. | 1,150 | 56,000 | 0.08% | ||
| 9 | MORGAN STANLEY | 200 | 10,000 | 0.01% | ||
| 10 | ROYAL BANK OF CANADA | 188 | 9,000 | 0.01% | ||
| 11 | WELLS FARGO & COMPANY/MN | 163 | 8,000 | 0.01% | ||
| 12 | MSI Financial Services Inc | 74 | 4,000 | 0.01% | ||
| 13 | BANK OF AMERICA CORP /DE/ | 65 | 3,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
