| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | SUN LIFE FINANCIAL INC | 3,600,000 | 3,487,000 | 86.07% | ||
| 2 | Smith Affiliated Capital Corp. | 500,575 | 519,187 | 12.82% | PRN | |
| 3 | SEVENBRIDGE FINANCIAL GROUP, LLC | 46,000 | 45,000 | 1.11% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
