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First Trust Utilities AlphaDEX
First Trust Utilities AlphaDEX. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 2 Institutional holders with a total value of $26,829,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 HAYS ADVISORY LLC 1,016,785 26,365,000 98.27%
2 WBI INVESTMENTS, LLC 17,885 464,000 1.73%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.