| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC | 219,683 | 4,385,000 | 9.49% | ||
| 2 | CRAMER ROSENTHAL MCGLYNN LLC | 169,700 | 3,387,000 | 7.33% | ||
| 3 | Seamans Capital Management, LLC | 156,650 | 3,127,000 | 6.77% | ||
| 4 | BARCLAYS PLC | 147,100 | 2,795,000 | 6.05% | Call | |
| 5 | GOLDMAN SACHS GROUP INC | 135,920 | 2,713,000 | 5.87% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 116,260 | 2,320,000 | 5.02% | ||
| 7 | Virtu KCG Holdings LLC | 105,307 | 2,102,000 | 4.55% | ||
| 8 | GOLDMAN SACHS GROUP INC | 94,200 | 1,880,000 | 4.07% | Call | |
| 9 | GOLDMAN SACHS GROUP INC | 91,800 | 1,832,000 | 3.96% | Put | |
| 10 | MACROVIEW INVESTMENT MANAGEMENT LLC | 88,325 | 1,763,000 | 3.82% | ||
| 11 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 87,700 | 1,750,000 | 3.79% | Put | |
| 12 | JANE STREET GROUP, LLC | 78,700 | 1,571,000 | 3.40% | Call | |
| 13 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 61,502 | 1,201,000 | 2.60% | ||
| 14 | LPL Financial LLC | 56,894 | 1,139,000 | 2.47% | ||
| 15 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 51,300 | 1,024,000 | 2.22% | Call | |
| 16 | TCW GROUP INC | 47,990 | 958,000 | 2.07% | ||
| 17 | GFS Advisors, LLC | 45,800 | 914,000 | 1.98% | ||
| 18 | CQS Cayman LP | 35,700 | 713,000 | 1.54% | ||
| 19 | COWEN INC. | 34,000 | 679,000 | 1.47% | ||
| 20 | Walleye Trading LLC | 33,400 | 667,000 | 1.44% | Call | |
| 21 | Virtu Financial LLC | 32,708 | 653,000 | 1.41% | ||
| 22 | Portfolio Strategies Inc | 31,572 | 630,000 | 1.36% | ||
| 23 | UBS AG | 30,908 | 617,000 | 1.34% | ||
| 24 | ENVESTNET ASSET MANAGEMENT INC | 30,228 | 603,000 | 1.31% | ||
| 25 | BARCLAYS PLC | 31,200 | 593,000 | 1.28% | Put | |
| 26 | Brandywine Global Investment Management, LLC | 26,200 | 523,000 | 1.13% | ||
| 27 | SOUTH GEORGIA CAPITAL, LLC | 26,000 | 519,000 | 1.12% | ||
| 28 | Rathbones Group PLC | 25,060 | 500,000 | 1.08% | ||
| 29 | DAVENPORT & Co LLC | 22,816 | 455,407 | 0.99% | ||
| 30 | DEUTSCHE BANK AG\ | 21,000 | 419,000 | 0.91% | ||
| 31 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 21,000 | 419,000 | 0.91% | ||
| 32 | IndexIQ Advisors LLC | 20,640 | 412,000 | 0.89% | ||
| 33 | MORGAN STANLEY | 17,473 | 349,000 | 0.76% | ||
| 34 | UBS AG | 13,900 | 277,000 | 0.60% | Call | |
| 35 | Ironsides Asset Advisors, LLC | 13,400 | 267,000 | 0.58% | ||
| 36 | DG CAPITAL MANAGEMENT INC | 13,107 | 262,000 | 0.57% | ||
| 37 | Mirae Asset Global Investments Co., Ltd. | 12,600 | 251,000 | 0.54% | ||
| 38 | BOKF, NA | 12,531 | 251,000 | 0.54% | ||
| 39 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 12,050 | 241,000 | 0.52% | ||
| 40 | First Allied Advisory Services, Inc. | 11,500 | 230,000 | 0.50% | ||
| 41 | Walleye Trading LLC | 9,455 | 189,000 | 0.41% | ||
| 42 | UBS AG | 8,600 | 172,000 | 0.37% | Put | |
| 43 | Hudock, Inc. | 7,047 | 141,000 | 0.31% | ||
| 44 | Walleye Trading LLC | 4,900 | 98,000 | 0.21% | Put | |
| 45 | US BANCORP \DE\ | 2,935 | 59,000 | 0.13% | ||
| 46 | 1832 Asset Management L.P. | 2,400 | 48,000 | 0.10% | ||
| 47 | Creative Planning | 2,000 | 40,000 | 0.09% | ||
| 48 | GLENMEDE TRUST CO NA | 1,020 | 20,000 | 0.04% | ||
| 49 | ROYAL BANK OF CANADA | 600 | 12,000 | 0.03% | ||
| 50 | Lehman Financial Resources, Inc. | 400 | 8,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
