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PROSPECT CAPITAL CORPORATION
PROSPECT CAPITAL CORPORATION. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 253 Institutional holders with a total value of $900,563,884.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BlackRock Fund Advisors 7,759,191 83,799,000 9.31%
2 STATE STREET CORP 5,647,228 60,989,000 6.77%
3 NORTHERN TRUST CORP 4,501,338 48,615,000 5.40%
4 TWO SIGMA INVESTMENTS, LP 4,414,056 47,671,000 5.29%
5 UBS AG 4,001,152 43,213,000 4.80%
6 BlackRock Institutional Trust Company, N.A. 3,838,573 41,457,000 4.60%
7 CITY NATIONAL BANK 3,720,241 40,179,000 4.46%
8 TWO SIGMA ADVISERS, LP 3,316,252 35,817,000 3.98%
9 DELPHI FINANCIAL GROUP, INC. 2,784,036 30,068,000 3.34%
10 MORGAN STANLEY 2,333,475 25,202,000 2.80%
11 BlackRock Group LTD 1,888,206 20,392,000 2.26%
12 Invesco Ltd. 1,565,007 16,902,000 1.88%
13 CITADEL ADVISORS LLC 1,503,115 16,233,000 1.80%
14 TRUSTMARK BANK TRUST DEPARTMENT 1,448,692 15,646,000 1.74%
15 TIAA CREF INVESTMENT MANAGEMENT LLC 1,393,663 15,052,000 1.67%
16 LMR Partners LLP 1,356,017 14,645,000 1.63%
17 Advisors Asset Management, Inc. 1,207,018 13,036,000 1.45%
18 Bank of New York Mellon Corp 1,150,339 12,424,000 1.38%
19 DEUTSCHE BANK AG\ 1,114,271 12,033,000 1.34%
20 BlackRock Investment Management, LLC 1,061,980 11,469,000 1.27%
21 VANGUARD GROUP INC 1,029,906 11,123,000 1.24%
22 BANK OF AMERICA CORP /DE/ 970,260 10,478,000 1.16%
23 Yorktown Management & Research Co Inc 900,000 9,720,000 1.08%
24 Robeco Institutional Asset Management B.V. 827,459 8,937,000 0.99%
25 TEACHERS ADVISORS, LLC 725,609 7,837,000 0.87%
26 MILLENNIUM MANAGEMENT LLC 685,284 7,401,000 0.82%
27 CITIGROUP INC 626,629 6,768,000 0.75%
28 D. E. Shaw & Co., Inc. 592,105 6,395,000 0.71%
29 TRUST & FIDUCIARY MANAGEMENT SERVICES INC 578,867 6,251,000 0.69%
30 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 567,397 6,128,000 0.68%
31 NEW YORK STATE COMMON RETIREMENT FUND 564,621 6,098,000 0.68%
32 JPMORGAN CHASE & CO 541,686 5,849,000 0.65%
33 ALLIANCEBERNSTEIN L.P. 534,811 5,776,000 0.64%
34 Smith, Graham & Co., Investment Advisors, LP 481,589 5,201,000 0.58%
35 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 465,800 5,031,000 0.56%
36 GUGGENHEIM CAPITAL LLC 441,600 4,770,000 0.53%
37 AMERICAN INTERNATIONAL GROUP, INC. 440,611 4,758,598 0.53%
38 CREDIT SUISSE AG/ 395,838 4,275,000 0.47%
39 Nationwide Fund Advisors 363,574 3,927,000 0.44%
40 RHUMBLINE ADVISERS 360,613 3,895,000 0.43%
41 Nine Chapters Capital Management LLC 353,000 3,812,000 0.42%
42 Camelot Portfolios, LLC 341,874 3,692,000 0.41%
43 SMITH CHAS P & ASSOCIATES PA CPAS 316,710 3,420,000 0.38%
44 ProShare Advisors LLC 315,825 3,411,000 0.38%
45 Sterling Capital Management LLC 295,126 3,188,000 0.35%
46 VAN ECK ASSOCIATES CORP 294,461 3,180,000 0.35%
47 Swiss National Bank 285,600 3,084,000 0.34%
48 LPL Financial LLC 278,739 3,010,000 0.33%
49 WELLS FARGO & COMPANY/MN 263,562 2,845,000 0.32%
50 FIRST TRUST ADVISORS LP 261,537 2,825,000 0.31%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.