| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BANK OF MONTREAL /CAN/ | 4,154,700 | 32,490,000 | 9.09% | ||
| 2 | MORGAN STANLEY | 3,268,593 | 25,559,000 | 7.15% | ||
| 3 | Muzinich & Co., Inc. | 2,293,508 | 17,935,000 | 5.02% | ||
| 4 | BlackRock Group LTD | 1,780,873 | 13,926,000 | 3.89% | ||
| 5 | J.P. Morgan Private Wealth Advisors LLC | 1,749,236 | 13,679,000 | 3.83% | ||
| 6 | Pomelo Capital LLC | 1,859,100 | 13,516,000 | 3.78% | Put | |
| 7 | Grantham, Mayo, Van Otterloo & Co. LLC | 1,684,000 | 13,169,000 | 3.68% | Put | |
| 8 | LSV ASSET MANAGEMENT | 1,278,855 | 10,000,000 | 2.80% | ||
| 9 | Advisors Asset Management, Inc. | 1,174,858 | 9,187,000 | 2.57% | ||
| 10 | UBS Group AG | 1,095,877 | 8,569,000 | 2.40% | ||
| 11 | VAN ECK ASSOCIATES CORP | 1,089,196 | 8,518,000 | 2.38% | ||
| 12 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 1,043,500 | 8,160,000 | 2.28% | Put | |
| 13 | BARCLAYS PLC | 1,023,122 | 8,001,000 | 2.24% | ||
| 14 | AMERICAN FINANCIAL GROUP INC | 1,000,000 | 7,820,000 | 2.19% | ||
| 15 | Invesco Ltd. | 784,726 | 6,137,000 | 1.72% | ||
| 16 | Legal & General Group Plc | 702,039 | 5,522,000 | 1.54% | ||
| 17 | DEUTSCHE BANK AG\ | 680,061 | 5,316,000 | 1.49% | ||
| 18 | UNITED SERVICES AUTOMOBILE ASSOCIATION | 674,000 | 5,271,000 | 1.47% | ||
| 19 | TRUSTMARK BANK TRUST DEPARTMENT | 605,413 | 4,734,000 | 1.32% | ||
| 20 | Cambridge Investment Research Advisors, Inc. | 552,796 | 4,323,000 | 1.21% | ||
| 21 | RPG INVESTMENT ADVISORY, LLC | 550,813 | 4,307,000 | 1.20% | ||
| 22 | Camelot Portfolios, LLC | 541,202 | 4,232,000 | 1.18% | ||
| 23 | Jefferies Group LLC | 504,400 | 3,944,000 | 1.10% | Put | |
| 24 | Barnett & Company, Inc. | 504,176 | 3,943,000 | 1.10% | ||
| 25 | BECK CAPITAL MANAGEMENT, LLC | 500,249 | 3,912,000 | 1.09% | ||
| 26 | Commonwealth Equity Services, Inc | 492,723 | 3,853,000 | 1.08% | ||
| 27 | D. E. Shaw & Co., Inc. | 449,830 | 3,518,000 | 0.98% | ||
| 28 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 411,644 | 3,219,000 | 0.90% | ||
| 29 | LPL Financial LLC | 391,449 | 3,065,000 | 0.86% | ||
| 30 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 389,401 | 3,044,000 | 0.85% | ||
| 31 | GOLDMAN SACHS GROUP INC | 372,657 | 2,914,000 | 0.81% | ||
| 32 | GUGGENHEIM CAPITAL LLC | 358,065 | 2,800,000 | 0.78% | ||
| 33 | PVG Asset Management | 350,070 | 2,737,549 | 0.77% | ||
| 34 | MCKINLEY CAPITAL MANAGEMENT LLC | 329,150 | 2,574,000 | 0.72% | ||
| 35 | ADVISOR GROUP, INC. | 310,248 | 2,424,000 | 0.68% | ||
| 36 | BANK OF AMERICA CORP /DE/ | 301,485 | 2,357,000 | 0.66% | ||
| 37 | Fore Research & Management, LP | 300,000 | 2,346,000 | 0.66% | ||
| 38 | US BANCORP \DE\ | 293,100 | 2,292,000 | 0.64% | ||
| 39 | MESSNER & SMITH THEME VALUE INVESTMENT MANAGEMENT LTD /CA/ | 255,884 | 2,001,000 | 0.56% | ||
| 40 | Creative Planning | 247,885 | 1,938,000 | 0.54% | ||
| 41 | SHEAFF BROCK INVESTMENT ADVISORS, LLC | 240,332 | 1,879,000 | 0.53% | ||
| 42 | COWEN INC. | 238,000 | 1,861,000 | 0.52% | Put | |
| 43 | ARES MANAGEMENT LLC | 225,000 | 1,740,000 | 0.49% | ||
| 44 | HL FINANCIAL SERVICES LLC | 212,837 | 1,664,000 | 0.47% | ||
| 45 | Walleye Trading LLC | 210,600 | 1,647,000 | 0.46% | Put | |
| 46 | Raymond James Financial Services Advisors, Inc. | 207,240 | 1,621,000 | 0.45% | ||
| 47 | Montecito Bank & Trust | 200,000 | 1,564,000 | 0.44% | ||
| 48 | SHUFRO ROSE & CO LLC | 190,666 | 1,491,000 | 0.42% | ||
| 49 | Sigma Planning Corp | 188,486 | 1,474,000 | 0.41% | ||
| 50 | ROYAL BANK OF CANADA | 185,952 | 1,454,000 | 0.41% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
