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PRUDENTIAL PLC
PRUDENTIAL PLC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 137 Institutional holders with a total value of $761,307,479.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LAZARD ASSET MANAGEMENT LLC 2,647,893 117,857,000 15.48%
2 MANAGED ACCOUNT ADVISORS LLC 1,664,212 74,074,000 9.73%
3 Fisher Asset Management, LLC 1,432,525 63,762,000 8.38%
4 WELLS FARGO & COMPANY/MN 1,316,083 58,578,000 7.69%
5 JPMORGAN CHASE & CO 925,412 41,191,000 5.41%
6 Invesco Ltd. 824,729 36,709,000 4.82%
7 DIMENSIONAL FUND ADVISORS LP 747,724 33,281,000 4.37%
8 BANK OF AMERICA CORP /DE/ 599,389 26,678,000 3.50%
9 ROYAL BANK OF CANADA 533,261 23,735,000 3.12%
10 NORTHERN TRUST CORP 513,761 22,867,000 3.00%
11 Bank of New York Mellon Corp 468,641 20,859,000 2.74%
12 Neuberger Berman Group LLC 449,366 20,001,000 2.63%
13 PARAMETRIC PORTFOLIO ASSOCIATES LLC 380,804 16,950,000 2.23%
14 Aperio Group, LLC 316,211 14,075,000 1.85%
15 GOLDMAN SACHS GROUP INC 282,400 12,570,000 1.65%
16 GUARDIAN CAPITAL LP 210,546 9,371,000 1.23%
17 RAYMOND JAMES & ASSOCIATES 206,511 9,192,000 1.21%
18 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 200,221 8,912,000 1.17%
19 MORGAN STANLEY 192,620 8,573,000 1.13%
20 BB&T SECURITIES, LLC 18,854 8,391,000 1.10%
21 JANE STREET GROUP, LLC 170,323 7,581,000 1.00%
22 NATIXIS ADVISORS, LLC 157,131 6,994,000 0.92%
23 THOMAS WHITE INTERNATIONAL LTD 150,989 6,721,000 0.88%
24 RENAISSANCE TECHNOLOGIES LLC 149,600 6,659,000 0.87%
25 FERGUSON WELLMAN CAPITAL MANAGEMENT, INC 138,115 6,147,000 0.81%
26 MILLENNIUM MANAGEMENT LLC 130,559 5,811,000 0.76%
27 GRATRY & Co LLC 120,445 5,361,000 0.70%
28 CAPITAL GUARDIAN TRUST CO 112,598 5,012,000 0.66%
29 MARIETTA INVESTMENT PARTNERS LLC 106,672 4,748,000 0.62%
30 LORD, ABBETT & CO. LLC 106,638 4,747,000 0.62%
31 COMERICA BANK 95,224 4,238,000 0.56%
32 CAPSTONE ASSET MANAGEMENT CO 90,703 4,037,000 0.53%
33 BLAIR WILLIAM & CO/IL 90,588 4,031,000 0.53%
34 DEUTSCHE BANK AG\ 86,281 3,839,000 0.50%
35 SUNTRUST BANKS INC 72,910 3,243,000 0.43%
36 REGIONS FINANCIAL CORP 66,633 2,966,000 0.39%
37 Mirae Asset Global Investments Co., Ltd. 54,200 2,412,000 0.32%
38 RIVERHEAD CAPITAL MANAGEMENT LLC 50,100 2,229,000 0.29%
39 CIBC Asset Management Inc 49,950 2,223,000 0.29%
40 TWO SIGMA INVESTMENTS, LP 48,246 2,147,000 0.28%
41 MCKINLEY CAPITAL MANAGEMENT LLC 42,596 1,896,000 0.25%
42 M&T BANK CORP 41,491 1,847,000 0.24%
43 CREDIT SUISSE AG/ 37,406 1,665,000 0.22%
44 EARNEST PARTNERS LLC 34,213 1,523,000 0.20%
45 PDT Partners, LLC 33,468 1,490,000 0.20%
46 CITIGROUP INC 33,407 1,487,000 0.20%
47 GUGGENHEIM CAPITAL LLC 32,427 1,443,000 0.19%
48 Placemark Investments, Inc. 27,423 1,222,000 0.16%
49 FDx Advisors, Inc. 27,274 1,214,000 0.16%
50 GEODE CAPITAL MANAGEMENT, LLC 26,030 1,158,000 0.15%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.