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PRUDENTIAL PLC
PRUDENTIAL PLC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 166 Institutional holders with a total value of $941,690,297.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ASSETMARK, INC 9 0 0.00%
2 QUADRANT CAPITAL GROUP LLC 38 1,000 0.00%
3 HARDING LOEVNER LP 25 1,000 0.00%
4 SRH ADVISORS, LLC 27 1,000 0.00%
5 MassMutual Private Wealth & Trust, FSB 32 1,425 0.00%
6 Allworth Financial LP 54 2,000 0.00%
7 BNP PARIBAS FINANCIAL MARKETS 70 2,950 0.00%
8 D.A. DAVIDSON & CO. 85 3,000 0.00%
9 REILLY FINANCIAL ADVISORS, LLC 67 3,000 0.00%
10 RISK PARADIGM GROUP, LLC 85 3,582 0.00%
11 MANUFACTURERS LIFE INSURANCE COMPANY, THE 100 4,000 0.00%
12 WESTPORT RESOURCES MANAGEMENT INC 90 4,000 0.00%
13 Advisory Services Network, LLC 132 6,000 0.00%
14 KRILOGY FINANCIAL LLC 144 6,000 0.00%
15 Waverly Advisors, LLC 146 6,000 0.00%
16 Whitnell & Co. 173 7,000 0.00%
17 Parkside Financial Bank & Trust 187 8,000 0.00%
18 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 182 8,000 0.00%
19 Aris Wealth Services, Inc. 202 9,000 0.00%
20 BESSEMER GROUP INC 237 10,000 0.00%
21 ATWOOD & PALMER INC 231 10,000 0.00%
22 Creative Planning 254 11,000 0.00%
23 PALLADIEM, LLC 262 11,000 0.00%
24 Johnson Financial Group, Inc. 253 11,000 0.00%
25 Compagnie Lombard Odier SCmA 259 11,000 0.00%
26 MSI Financial Services Inc 305 13,000 0.00%
27 JANUS HENDERSON INVESTORS US LLC 316 13,000 0.00%
28 Focused Wealth Management, Inc 300 13,000 0.00%
29 Camarda Financial Advisors, LLC 323 14,000 0.00%
30 TRUST DEPARTMENT MB FINANCIAL BANK N A 350 15,000 0.00%
31 Tower Research Capital LLC (TRC) 464 20,000 0.00%
32 Archford Capital Strategies, LLC 485 20,000 0.00%
33 FineMark National Bank & Trust 490 21,000 0.00%
34 Carroll Financial Associates, Inc. 458 21,000 0.00%
35 TCI Wealth Advisors, Inc. 494 21,000 0.00%
36 KANALY TRUST CO 513 22,000 0.00%
37 THOMPSON DAVIS & CO., INC. 526 22,000 0.00%
38 Cornerstone Advisors, Inc. 540 23,000 0.00%
39 SCHRODER INVESTMENT MANAGEMENT GROUP 564 24,000 0.00%
40 ENTERPRISE FINANCIAL SERVICES CORP 581 24,000 0.00%
41 Thomas J. Herzfeld Advisors, Inc. 605 25,000 0.00%
42 LS Investment Advisors, LLC 620 26,000 0.00%
43 WHITTIER TRUST CO 619 26,000 0.00%
44 SIGNATUREFD, LLC 632 27,000 0.00%
45 BALENTINE LLC 794 33,000 0.00%
46 WASHINGTON TRUST BANK 820 35,000 0.00%
47 BlackRock Investment Management, LLC 876 37,000 0.00%
48 HOWE & RUSLING INC 1,188 50,000 0.01%
49 Simplicity Solutions, LLC 1,196 50,393 0.01%
50 FIFTH THIRD BANCORP 1,219 51,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.