Dark
Light
System
Security
PRUDENTIAL PLC
PRUDENTIAL PLC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 162 Institutional holders with a total value of $712,502,051.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MassMutual Private Wealth & Trust, FSB 0 0 0.00%
2 Allworth Financial LP 54 2,000 0.00%
3 Creative Planning 57 2,000 0.00%
4 REILLY FINANCIAL ADVISORS, LLC 67 2,000 0.00%
5 Advisory Services Network, LLC 57 2,000 0.00%
6 WESTPORT RESOURCES MANAGEMENT INC 90 3,000 0.00%
7 CITY HOLDING CO 99 3,000 0.00%
8 TORONTO DOMINION BANK 90 3,000 0.00%
9 D.A. DAVIDSON & CO. 126 3,000 0.00%
10 MACQUARIE GROUP LTD 114 4,000 0.00%
11 Sandy Spring Bank 127 4,000 0.00%
12 Kistler-Tiffany Companies, LLC 103 4,000 0.00%
13 MANUFACTURERS LIFE INSURANCE COMPANY, THE 109 4,000 0.00%
14 ATWOOD & PALMER INC 127 4,000 0.00%
15 Vigilant Capital Management, LLC 149 5,000 0.00%
16 KRILOGY FINANCIAL LLC 144 5,000 0.00%
17 MYCIO WEALTH PARTNERS, LLC 150 5,000 0.00%
18 Parkside Financial Bank & Trust 201 7,000 0.00%
19 FIFTH THIRD BANCORP 213 7,000 0.00%
20 NISA INVESTMENT ADVISORS, LLC 191 8,000 0.00%
21 Focused Wealth Management, Inc 300 10,000 0.00%
22 RPG FAMILY WEALTH ADVISORY, LLC 318 10,815 0.00%
23 BlackRock Investment Management, LLC 393 13,000 0.00%
24 Winfield Associates, Inc. 375 13,000 0.00%
25 WOLVERINE TRADING LP /BD 411 13,884 0.00%
26 CUTLER GROUP LLC / CA 12,000 14,000 0.00% Call
27 Carroll Financial Associates, Inc. 466 15,000 0.00%
28 PROFICIO CAPITAL PARTNERS LLC 460 16,000 0.00%
29 TRUST DEPARTMENT MB FINANCIAL BANK N A 350 17,000 0.00%
30 ENTERPRISE FINANCIAL SERVICES CORP 497 17,000 0.00%
31 TCI Wealth Advisors, Inc. 494 17,000 0.00%
32 THOMPSON DAVIS & CO., INC. 526 18,000 0.00%
33 BALENTINE LLC 571 19,000 0.00%
34 SCHRODER INVESTMENT MANAGEMENT GROUP 564 19,000 0.00%
35 Cornerstone Advisors, Inc. 602 20,000 0.00%
36 LS Investment Advisors, LLC 620 21,000 0.00%
37 Thomas J. Herzfeld Advisors, Inc. 605 21,000 0.00%
38 GROUP ONE TRADING LLC 614 21,000 0.00%
39 WHITTIER TRUST CO 619 21,000 0.00%
40 MSI Financial Services Inc 660 22,000 0.00%
41 BESSEMER GROUP INC 702 24,000 0.00%
42 DRIEHAUS CAPITAL MANAGEMENT LLC 4,000 25,000 0.00% Put
43 ZIONS BANCORPORATION 849 27,000 0.00%
44 BRONFMAN E.L. ROTHSCHILD, L.P. 865 29,000 0.00%
45 FIRST QUADRANT LLC/CA 1,000 34,000 0.00%
46 QUADRANT CAPITAL GROUP LLC 1,248 36,000 0.01%
47 Compagnie Lombard Odier SCmA 1,100 37,000 0.01%
48 CUTLER GROUP LLC / CA 9,000 37,000 0.01% Put
49 HOWE & RUSLING INC 1,188 40,000 0.01%
50 IFP ADVISORS, INC 1,278 43,000 0.01%
Page 1 of 4

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.