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PRUDENTIAL PLC
PRUDENTIAL PLC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 180 Institutional holders with a total value of $894,365,698.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CUTLER GROUP LLC / CA 800 0 0.00% Put
2 CENTERSTAR FUND, LLC 2,500 2,000 0.00% Call PRN
3 Allworth Financial LP 54 2,000 0.00%
4 CUTLER GROUP LLC / CA 500 2,000 0.00% Call
5 Baystate Wealth Management LLC 69 3,000 0.00%
6 REILLY FINANCIAL ADVISORS, LLC 67 3,000 0.00%
7 WESTSIDE INVESTMENT MANAGEMENT, INC. 94 3,686 0.00%
8 SALEM INVESTMENT COUNSELORS INC 108 4,000 0.00%
9 WFG Advisors, LP 91 4,000 0.00%
10 TRUST CO OF VERMONT 110 4,000 0.00%
11 SRS CAPITAL ADVISORS, INC. 111 4,000 0.00% SH
12 D.A. DAVIDSON & CO. 126 4,000 0.00%
13 Sandy Spring Bank 127 5,000 0.00%
14 GLOBAL RETIREMENT PARTNERS, LLC 125 5,000 0.00%
15 FEDERATED HERMES, INC. 127 5,000 0.00%
16 Parkside Financial Bank & Trust 123 5,000 0.00%
17 ATWOOD & PALMER INC 127 5,000 0.00%
18 Plante Moran Financial Advisors, LLC 135 5,000 0.00%
19 FINANCIAL ADVISORS NETWORK, INC. 142 5,584 0.00%
20 DREMAN VALUE MANAGEMENT, L L C 141 6,000 0.00%
21 TORONTO DOMINION BANK 140 6,000 0.00%
22 NISA INVESTMENT ADVISORS, LLC 196 8,000 0.00%
23 CENTERSTAR FUND, LLC 3,900 9,000 0.00% Put PRN
24 FIFTH THIRD BANCORP 283 11,000 0.00%
25 Focused Wealth Management, Inc 300 12,000 0.00%
26 Winfield Associates, Inc. 315 13,000 0.00%
27 TRUST DEPARTMENT MB FINANCIAL BANK N A 350 14,000 0.00%
28 ENTERPRISE FINANCIAL SERVICES CORP 376 15,000 0.00%
29 RPG FAMILY WEALTH ADVISORY, LLC 392 15,597 0.00%
30 BALENTINE LLC 471 19,000 0.00%
31 PARALLEL ADVISORS, LLC 472 19,000 0.00%
32 BlackRock Finance, Inc. 500 20,000 0.00%
33 Carroll Financial Associates, Inc. 525 20,000 0.00%
34 OMNIA FAMILY WEALTH, LLC 563 22,000 0.00%
35 MANUFACTURERS LIFE INSURANCE COMPANY, THE 559 22,000 0.00%
36 THOMPSON DAVIS & CO., INC. 577 23,000 0.00%
37 TCI Wealth Advisors, Inc. 566 23,000 0.00%
38 Thomas J. Herzfeld Advisors, Inc. 605 24,000 0.00%
39 Cornerstone Advisors, Inc. 602 24,000 0.00%
40 LS Investment Advisors, LLC 620 25,000 0.00%
41 WHITTIER TRUST CO 619 25,000 0.00%
42 STEWARD PARTNERS INVESTMENT ADVISORY, LLC 678 26,000 0.00%
43 MSI Financial Services Inc 779 31,000 0.00%
44 IHT WEALTH MANAGEMENT, LLC 826 33,000 0.00%
45 PROFICIO CAPITAL PARTNERS LLC 852 34,000 0.00%
46 BELLWETHER INVESTMENT GROUP, LLC 910 36,000 0.00%
47 QUADRANT CAPITAL GROUP LLC 1,067 37,000 0.00%
48 CENTERSTAR FUND, LLC 961 38,000 0.00% PRN
49 FIRST QUADRANT LLC/CA 961 38,000 0.00%
50 Creative Planning 987 39,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.