Dark
Light
System
Security
PULTEGROUP
PULTEGROUP. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 424 Institutional holders with a total value of $5,416,780,401.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC 14 0 0.00%
2 ROPES WEALTH ADVISORS LLC 28 0 0.00%
3 WOLVERINE ASSET MANAGEMENT LLC 1 0 0.00% Call
4 EXANE DERIVATIVES 49 873 0.00%
5 JNBA Financial Advisors 30 1,000 0.00%
6 TCI Wealth Advisors, Inc. 45 1,000 0.00%
7 CITIZENS FINANCIAL GROUP INC/DE 31 1,000 0.00%
8 ENTERPRISE FINANCIAL SERVICES CORP 59 1,000 0.00%
9 TD Securities (USA) LLC 71 1,000 0.00%
10 HAP Trading, LLC 15,800 1,000 0.00% Call
11 Cornerstone Advisors, Inc. 76 1,000 0.00%
12 VERSANT CAPITAL MANAGEMENT, INC 111 1,000 0.00%
13 Oakworth Capital, Inc. 94 2,000 0.00%
14 GENOVESE BURFORD & BROTHERS WEALTH & RETIREMENT PLAN MANAGEMENT, LLC 100 2,000 0.00%
15 ARROW FINANCIAL CORP 156 3,000 0.00%
16 Gemmer Asset Management LLC 161 3,000 0.00%
17 Pinnacle Summer Investments, Inc. 220 4,000 0.00%
18 FineMark National Bank & Trust 200 4,000 0.00%
19 CENTRAL TRUST Co 240 4,000 0.00%
20 KANALY TRUST CO 221 4,000 0.00%
21 WealthTrust-Arizona, LLC 202 4,000 0.00%
22 PENSERRA CAPITAL MANAGEMENT LLC 284 5,000 0.00%
23 SIGNATUREFD, LLC 258 5,000 0.00%
24 Carroll Financial Associates, Inc. 400 7,000 0.00%
25 D.A. DAVIDSON & CO. 400 7,000 0.00%
26 ZIONS BANCORPORATION 457 7,000 0.00% SH
27 WFG Advisors, LP 428 8,000 0.00%
28 Crosspoint Capital Strategies, LLC 350 8,000 0.00%
29 Transamerica Financial Advisors, LLC 500 9,000 0.00%
30 Tower Research Capital LLC (TRC) 500 9,000 0.00%
31 MAZAMA CAPITAL MANAGEMENT INC 613 11,000 0.00%
32 HAP Trading, LLC 15,500 12,000 0.00% Put
33 Sunbelt Securities, Inc. 717 12,774 0.00%
34 HOWE & RUSLING INC 766 14,000 0.00%
35 ADVANTAGE INVESTMENT MANAGEMENT, LLC 900 16,000 0.00%
36 BRONFMAN E.L. ROTHSCHILD, L.P. 952 17,000 0.00%
37 Shinko Asset Management Co., Ltd. 962 17,000 0.00%
38 Gradient Investments LLC 1,500 27,000 0.00%
39 GUARDIAN LIFE INSURANCE CO OF AMERICA 1,507 27,000 0.00%
40 Ledyard National Bank 1,537 27,000 0.00%
41 FIRST NEW YORK SECURITIES LLC /NY 1,840 32,789 0.00%
42 SRH ADVISORS, LLC 2,000 36,000 0.00%
43 Perkins Coie Trust Co 2,000 36,000 0.00%
44 PARK AVENUE INSTITUTIONAL ADVISERS LLC 2,058 37,000 0.00%
45 CUTLER GROUP LLC / CA 70,400 38,000 0.00% Call
46 PartnerRe Asset Management CORP 2,151 38,000 0.00%
47 AUSDAL FINANCIAL PARTNERS, INC. 2,200 39,000 0.00%
48 MassMutual Private Wealth & Trust, FSB 2,202 39,240 0.00%
49 Manchester Capital Management LLC 2,350 42,000 0.00%
50 Amica Retiree Medical Trust 2,459 44,000 0.00%
Page 1 of 9

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.