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Rcs Capital Corp
Rcs Capital Corp. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 42 Institutional holders with a total value of $44,929,661.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD GROUP INC 400,842 15,600,000 34.72%
2 FMR LLC 214,700 8,357,000 18.60%
3 ACG Wealth 139,980 5,448,000 12.13%
4 BlackRock Institutional Trust Company, N.A. 81,157 3,159,000 7.03%
5 BlackRock Fund Advisors 55,192 2,148,000 4.78%
6 MARTINGALE ASSET MANAGEMENT L P 27,009 1,052,000 2.34%
7 NORTHERN TRUST CORP 23,356 910,000 2.03%
8 Cetera Advisors LLC 20,050 787,000 1.75%
9 STATE STREET CORP 20,214 787,000 1.75%
10 STRS OHIO 16,500 642,000 1.43%
11 SYMPHONY ASSET MANAGEMENT LLC 15,848 617,000 1.37%
12 First Allied Advisory Services, Inc. 15,250 595,000 1.32%
13 PARAMETRIC PORTFOLIO ASSOCIATES LLC 14,319 557,000 1.24%
14 Investors Capital Advisory Services 10,449 406,000 0.90%
15 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 9,500 369,000 0.82%
16 GEODE CAPITAL MANAGEMENT, LLC 9,393 365,000 0.81%
17 TIAA CREF INVESTMENT MANAGEMENT LLC 9,075 353,000 0.79%
18 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 9,062 353,000 0.79%
19 Bank of New York Mellon Corp 8,853 344,000 0.77%
20 B. Riley Wealth Advisors, Inc. 7,664 298,000 0.66%
21 BlackRock Investment Management, LLC 6,360 248,000 0.55%
22 DIALECTIC CAPITAL MANAGEMENT, LP 6,088 237,000 0.53%
23 GSA CAPITAL PARTNERS LLP 5,522 215,000 0.48%
24 Cetera Advisor Networks LLC 5,300 206,000 0.46%
25 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 3,600 140,000 0.31%
26 DEUTSCHE BANK AG\ 2,881 111,000 0.25%
27 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,800 109,000 0.24%
28 TEACHERS ADVISORS, LLC 1,880 73,000 0.16%
29 BARCLAYS PLC 1,647 63,000 0.14%
30 UBS AG 1,606 63,000 0.14%
31 Nationwide Fund Advisors 1,491 58,000 0.13%
32 AMERICAN INTERNATIONAL GROUP, INC. 1,360 52,931 0.12%
33 BLACKROCK ADVISORS LLC 1,037 40,000 0.09%
34 BANK OF AMERICA CORP /DE/ 1,002 39,000 0.09%
35 MANUFACTURERS LIFE INSURANCE COMPANY, THE 824 32,000 0.07%
36 PANAGORA ASSET MANAGEMENT INC 725 28,000 0.06%
37 MORGAN STANLEY 707 27,000 0.06%
38 CITIGROUP INC 306 12,000 0.03%
39 WELLS FARGO & COMPANY/MN 250 10,000 0.02%
40 Winslow, Evans & Crocker, Inc. 250 9,730 0.02%
41 Tower Research Capital LLC (TRC) 204 8,000 0.02%
42 ROYAL BANK OF CANADA 18 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.