| # | % | |||||
|---|---|---|---|---|---|---|
| 251 | Mizuho Asset Management Co.,Ltd. | 467 | 17,000 | 0.00% | ||
| 252 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 390 | 15,000 | 0.00% | ||
| 253 | Pomelo Capital LLC | 10,000 | 14,000 | 0.00% | Put | |
| 254 | NEXT Financial Group, Inc | 305 | 11,000 | 0.00% | ||
| 255 | Ground Swell Capital, LLC | 267 | 10,000 | 0.00% | ||
| 256 | Evercore Wealth Management, LLC | 250 | 9,000 | 0.00% | ||
| 257 | UBS AG | 200 | 7,000 | 0.00% | Put | |
| 258 | Winslow, Evans & Crocker, Inc. | 142 | 5,246 | 0.00% | ||
| 259 | Creative Planning | 140 | 5,000 | 0.00% | ||
| 260 | THOMPSON DAVIS & CO., INC. | 145 | 5,000 | 0.00% | ||
| 261 | QUALCOMM INC/DE | 100 | 4,000 | 0.00% | ||
| 262 | PRIVATE TRUST CO NA | 42 | 2,000 | 0.00% | ||
| 263 | ENTERPRISE FINANCIAL SERVICES CORP | 40 | 1,000 | 0.00% | ||
| 264 | Tower Research Capital LLC (TRC) | 10 | 0 | 0.00% | ||
| 265 | MSI Financial Services Inc | 3 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
