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REGIONAL MGMT CORP
REGIONAL MGMT CORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 104 Institutional holders with a total value of $271,758,034.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 STEWARD PARTNERS INVESTMENT ADVISORY, LLC 71 1,000 0.00%
2 LOOMIS SAYLES & CO L P 63 2,000 0.00%
3 GENEOS WEALTH MANAGEMENT INC. 150 3,000 0.00%
4 ADVISOR GROUP, INC. 97 3,000 0.00%
5 LADENBURG THALMANN FINANCIAL SERVICES INC. 162 4,000 0.00%
6 BARCLAYS PLC 125 4,000 0.00%
7 Tower Research Capital LLC (TRC) 176 5,000 0.00%
8 ATWOOD & PALMER INC 200 5,000 0.00%
9 MUFG Americas Holdings Corp 235 6,000 0.00%
10 Walleye Trading LLC 300 8,000 0.00%
11 QS Investors, LLC 335 9,000 0.00%
12 BANK OF MONTREAL /CAN/ 387 10,000 0.00%
13 MEEDER ASSET MANAGEMENT INC 710 19,000 0.01%
14 GROUP ONE TRADING LLC 800 21,000 0.01%
15 Legal & General Group Plc 1,618 43,000 0.02%
16 BNP PARIBAS FINANCIAL MARKETS 1,943 51,062 0.02%
17 ENVESTNET ASSET MANAGEMENT INC 2,150 56,000 0.02%
18 BANK OF AMERICA CORP /DE/ 2,312 61,000 0.02%
19 CUTLER GROUP LLC / CA 2,900 76,000 0.03%
20 BlackRock Finance, Inc. 2,935 77,000 0.03%
21 UBS Group AG 3,319 87,000 0.03%
22 BLACKROCK ADVISORS LLC 3,932 103,000 0.04%
23 ACROSPIRE INVESTMENT MANAGEMENT LLC 5,670 149,000 0.05%
24 AMERICAN INTERNATIONAL GROUP, INC. 6,082 160,000 0.06%
25 Brandywine Global Investment Management, LLC 6,160 162,000 0.06%
26 HANCOCK WHITNEY CORP 7,780 204,000 0.08%
27 MANUFACTURERS LIFE INSURANCE COMPANY, THE 7,800 205,000 0.08%
28 ELLINGTON MANAGEMENT GROUP LLC 8,100 213,000 0.08%
29 METROPOLITAN LIFE INSURANCE CO/NY 8,519 224,000 0.08%
30 Nationwide Fund Advisors 9,171 241,000 0.09%
31 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 9,174 241,000 0.09%
32 Virtu KCG Holdings LLC 9,680 254,000 0.09%
33 TUDOR INVESTMENT CORP ET AL 9,904 260,000 0.10%
34 FIRST TRUST ADVISORS LP 10,266 270,000 0.10%
35 Nuveen Asset Management, LLC 11,039 290,000 0.11%
36 DEUTSCHE BANK AG\ 12,310 322,000 0.12%
37 RHUMBLINE ADVISERS 12,272 323,000 0.12%
38 HIGHBRIDGE CAPITAL MANAGEMENT LLC 12,547 330,000 0.12%
39 EAGLE GLOBAL ADVISORS LLC 13,132 345,000 0.13%
40 Allianz Asset Management GmbH 15,708 413,000 0.15%
41 TEACHERS ADVISORS, LLC 16,893 444,000 0.16%
42 TWO SIGMA ADVISERS, LP 17,318 455,000 0.17%
43 CITIGROUP INC 18,840 495,000 0.18%
44 PRUDENTIAL FINANCIAL INC 19,353 509,000 0.19%
45 SUSQUEHANNA INTERNATIONAL GROUP, LLP 19,422 510,000 0.19%
46 ALGERT GLOBAL LLC 19,906 523,000 0.19%
47 CITADEL ADVISORS LLC 20,688 544,000 0.20%
48 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 25,568 552,000 0.20%
49 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 21,783 572,000 0.21%
50 CONTINENTAL ADVISORS LLC 25,000 657,000 0.24% Put
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.