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RETAIL OPPORTUNITY INVTS CORP COM
RETAIL OPPORTUNITY INVTS CORP COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 204 Institutional holders with a total value of $2,154,891,143.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CUTLER GROUP LLC / CA 3,000 0 0.00% Put
2 Cordasco Financial Network 20 0 0.00%
3 Parkside Financial Bank & Trust 64 1,000 0.00%
4 QUADRANT CAPITAL GROUP LLC 127 2,000 0.00%
5 MARK SHEPTOFF FINANCIAL PLANNING, LLC 150 3,000 0.00%
6 Plante Moran Financial Advisors, LLC 215 5,000 0.00%
7 REILLY FINANCIAL ADVISORS, LLC 248 5,000 0.00%
8 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 213 5,000 0.00%
9 PARALLEL ADVISORS, LLC 281 6,000 0.00%
10 CWM, LLC 300 6,000 0.00%
11 IFP ADVISORS, INC 491 10,000 0.00%
12 D.A. DAVIDSON & CO. 500 10,000 0.00%
13 CUTLER GROUP LLC / CA 590 12,000 0.00%
14 NumerixS Investment Technologies Inc 600 13,000 0.00%
15 INVICTUS RG 695 15,000 0.00%
16 ARROW FINANCIAL CORP 700 15,000 0.00%
17 Tradewinds Capital Management, LLC 715 15,000 0.00%
18 LADENBURG THALMANN FINANCIAL SERVICES INC. 784 16,000 0.00%
19 Daiwa SB Investments Ltd. 800 17,000 0.00%
20 First Horizon Advisors, Inc. 966 21,000 0.00%
21 SUTTON WEALTH ADVISORS INC. 1,063 22,461 0.00%
22 Carroll Financial Associates, Inc. 1,350 28,000 0.00%
23 SEI INVESTMENTS CO 1,386 30,000 0.00%
24 PNC FINANCIAL SERVICES GROUP, INC. 1,760 37,000 0.00%
25 HARVEST FUND MANAGEMENT CO., LTD 1,800 38,000 0.00%
26 NISA INVESTMENT ADVISORS, LLC 1,800 38,000 0.00%
27 TCI Wealth Advisors, Inc. 2,201 47,000 0.00% PRN
28 GROUP ONE TRADING LLC 2,300 49,000 0.00%
29 ISRAEL DISCOUNT BANK OF NEW YORK 2,575 54,000 0.00%
30 MSI Financial Services Inc 2,615 55,000 0.00%
31 LBA Wealth Management, LLC 3,000 63,000 0.00%
32 BANK OF MONTREAL /CAN/ 3,116 64,000 0.00%
33 US BANCORP \DE\ 3,889 82,000 0.00%
34 LS Investment Advisors, LLC 4,112 87,000 0.00%
35 GLEN HARBOR CAPITAL MANAGEMENT LLC 4,208 89,000 0.00%
36 RIVERHEAD CAPITAL MANAGEMENT LLC 4,600 97,000 0.00%
37 Creative Planning 5,309 112,000 0.01%
38 TYERS ASSET MANAGEMENT LLC 5,786 122,000 0.01%
39 FEDERATED HERMES, INC. 6,000 127,000 0.01%
40 Daiwa Securities Group Inc. 6,400 135,000 0.01%
41 PENSIONFUND SABIC 7,000 148,000 0.01%
42 FLINTON CAPITAL MANAGEMENT LLC 7,364 156,000 0.01%
43 ADVISOR GROUP, INC. 8,160 172,000 0.01%
44 GAM Holding AG 8,425 178,000 0.01%
45 Tower Research Capital LLC (TRC) 8,734 184,000 0.01%
46 NEUBURGH ADVISERS LLC 8,942 189,000 0.01%
47 COLDSTREAM CAPITAL MANAGEMENT INC 9,445 200,000 0.01%
48 SUSQUEHANNA INTERNATIONAL GROUP, LLP 9,600 203,000 0.01% Call
49 M&T BANK CORP 9,698 205,000 0.01%
50 VICTORY CAPITAL MANAGEMENT INC 9,706 205,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.