| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | AWM Investment Company, Inc. | 950,000 | 5,871,000 | 99.69% | ||
| 2 | Janney Montgomery Scott LLC | 12,500 | 10,000 | 0.17% | ||
| 3 | Focused Wealth Management, Inc | 1,290 | 8,000 | 0.14% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
