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RIO TINTO PLC
RIO TINTO PLC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 318 Institutional holders with a total value of $3,245,519,320.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CWM, LLC 4 0 0.00%
2 WFG Advisors, LP 43 1,000 0.00%
3 Allworth Financial LP 33 1,000 0.00%
4 MOTCO 37 1,000 0.00%
5 CITY HOLDING CO 42 1,000 0.00%
6 PHYSICIANS FINANCIAL SERVICES, INC. 60 2,000 0.00%
7 Kistler-Tiffany Companies, LLC 61 2,000 0.00%
8 TRUST CO 50 2,000 0.00%
9 Cornerstone Advisors, Inc. 80 3,000 0.00%
10 Financial Architects, Inc 100 3,000 0.00%
11 THOMAS WHITE INTERNATIONAL LTD 100 3,000 0.00%
12 NISA INVESTMENT ADVISORS, LLC 112 4,000 0.00%
13 NewSquare Capital LLC 133 4,000 0.00%
14 First Horizon Advisors, Inc. 159 5,000 0.00%
15 WHITTIER TRUST CO 160 5,000 0.00%
16 Johnson Financial Group, Inc. 140 5,000 0.00%
17 THOMPSON SIEGEL & WALMSLEY LLC 135 5,000 0.00%
18 Whitnell & Co. 157 5,000 0.00%
19 TCI Wealth Advisors, Inc. 152 5,000 0.00%
20 WHITTIER TRUST CO OF NEVADA INC 186 6,000 0.00%
21 Chicago Partners Investment Group LLC 220 7,000 0.00%
22 ACROSPIRE INVESTMENT MANAGEMENT LLC 200 7,000 0.00%
23 Hudock, Inc. 240 8,000 0.00%
24 LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 300 10,000 0.00%
25 AlphaMark Advisors, LLC 300 10,000 0.00% SH
26 KANALY TRUST CO 306 10,000 0.00%
27 Winfield Associates, Inc. 335 11,000 0.00%
28 Advisory Services Network, LLC 332 11,000 0.00%
29 MYCIO WEALTH PARTNERS, LLC 335 11,000 0.00%
30 Crow Point Partners, LLC 415 14,000 0.00%
31 Compagnie Lombard Odier SCmA 500 17,000 0.00%
32 Brick & Kyle, Associates 500 17,000 0.00%
33 REILLY FINANCIAL ADVISORS, LLC 522 17,000 0.00%
34 ENTERPRISE FINANCIAL SERVICES CORP 573 19,000 0.00%
35 TRUST CO OF VERMONT 600 20,000 0.00%
36 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 600 21,000 0.00%
37 LS Investment Advisors, LLC 690 23,000 0.00%
38 Vantage Investment Advisors, LLC 733 24,000 0.00%
39 TORONTO DOMINION BANK 800 27,000 0.00%
40 PROFICIO CAPITAL PARTNERS LLC 820 27,000 0.00%
41 WASHINGTON TRUST BANK 840 28,000 0.00%
42 Tradewinds Capital Management, LLC 860 29,000 0.00%
43 HAP Trading, LLC 40,300 30,000 0.00% Put
44 GENEOS WEALTH MANAGEMENT INC. 918 30,000 0.00%
45 MANUFACTURERS LIFE INSURANCE COMPANY, THE 948 32,000 0.00%
46 QCI ASSET MANAGEMENT INC/NY 1,000 33,000 0.00%
47 IFP ADVISORS, INC 997 33,000 0.00%
48 ASSETMARK, INC 1,176 39,000 0.00%
49 ZIONS BANCORPORATION 1,244 40,000 0.00%
50 Global X Management CO LLC 1,370 46,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.