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ROCKWELL COLLINS INC
ROCKWELL COLLINS INC. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 671 Institutional holders with a total value of $13,566,982,259.
#
Manager Name
Shares
Value ($)
%
Options
Notes
151 SUSQUEHANNA INTERNATIONAL GROUP, LLP 59,700 6,273,000 0.05% Put
152 ISTHMUS PARTNERS, LLC 59,492 6,251,000 0.05%
153 1832 Asset Management L.P. 59,000 6,207,000 0.05%
154 SCHONFELD STRATEGIC ADVISORS LLC 58,317 6,127,000 0.05%
155 Glenview Trust Co 57,703 6,063,000 0.04%
156 TORONTO DOMINION BANK 56,614 5,948,000 0.04%
157 AMERICAN INTERNATIONAL GROUP, INC. 56,107 5,896,000 0.04%
158 Employees Retirement System of Texas 56,000 5,884,000 0.04%
159 BP PLC 55,000 5,779,000 0.04%
160 CAMDEN NATIONAL BANK 54,269 5,703,000 0.04%
161 BARCLAYS PLC 53,848 5,658,000 0.04%
162 Jefferies Group LLC 53,653 5,638,000 0.04%
163 UNITED SERVICES AUTOMOBILE ASSOCIATION 53,637 5,636,000 0.04%
164 US BANCORP \DE\ 53,595 5,632,000 0.04%
165 STATE OF MICHIGAN RETIREMENT SYSTEM 53,409 5,612,000 0.04%
166 HARTFORD INVESTMENT MANAGEMENT CO 53,395 5,611,000 0.04%
167 COMERICA BANK 49,861 5,478,000 0.04%
168 Gibraltar Capital Management, Inc. 51,304 5,391,000 0.04%
169 PACIFIC ALTERNATIVE ASSET MANAGEMENT COMPANY, LLC 51,183 5,378,000 0.04%
170 PEAK6 Group LLC 51,000 5,359,000 0.04% Call
171 Buffington Mohr McNeal 50,862 5,345,000 0.04%
172 Andra AP-fonden 49,928 5,246,000 0.04%
173 Van Cleef Asset Management,Inc 49,922 5,246,000 0.04%
174 QUADRATURE CAPITAL LTD 49,713 5,224,000 0.04%
175 Gulf International Bank (UK) Ltd 49,607 5,212,000 0.04%
176 SECOR Capital Advisors, LP 49,503 5,202,000 0.04%
177 Channing Capital Management, LLC 49,198 5,170,000 0.04%
178 CITADEL ADVISORS LLC 49,000 5,149,000 0.04% Call
179 Cipher Capital LP 48,409 5,087,000 0.04%
180 Calamos Advisors LLC 46,935 4,932,000 0.04%
181 JLB & ASSOCIATES INC 46,786 4,916,000 0.04%
182 AMP Capital Investors Ltd 46,979 4,894,000 0.04%
183 MRJ CAPITAL INC 46,300 4,865,000 0.04%
184 Ashfield Capital Partners, LLC 45,933 4,827,000 0.04%
185 TEXAS PERMANENT SCHOOL FUND CORP 45,626 4,794,000 0.04%
186 RUSSELL INVESTMENTS GROUP, LTD. 44,354 4,661,000 0.03%
187 BOKF, NA 44,010 4,624,000 0.03%
188 STIFEL FINANCIAL CORP 42,918 4,502,000 0.03%
189 SHELL ASSET MANAGEMENT CO 42,711 4,488,000 0.03%
190 AQR CAPITAL MANAGEMENT LLC 42,586 4,475,000 0.03%
191 CAISSE DE DEPOT ET PLACEMENT DU QUEBEC 41,139 4,311,000 0.03%
192 WOLVERINE TRADING LP /BD 41,300 4,302,000 0.03% Put
193 FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND 40,679 4,275,000 0.03%
194 Arizona State Retirement System 40,244 4,229,000 0.03%
195 BAIRD FINANCIAL GROUP, INC. 39,832 4,186,000 0.03%
196 NISA INVESTMENT ADVISORS, LLC 39,278 4,178,000 0.03%
197 USA FINANCIAL FORMULAS 39,615 4,163,000 0.03%
198 Renaissance Investment Group LLC 39,510 4,152,000 0.03%
199 ROSENBLUM SILVERMAN SUTTON S F INC /CA 39,210 4,120,000 0.03%
200 SEGALL BRYANT & HAMILL, LLC 39,061 4,105,000 0.03%
Page 4 of 14

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.