| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | LPL Financial LLC | 19,339 | 523,000 | 49.91% | ||
| 2 | NORTHERN TRUST CORP | 14,000 | 378,000 | 36.08% | ||
| 3 | AMERIPRISE FINANCIAL INC | 3,529 | 95,000 | 9.07% | ||
| 4 | ROYAL BANK OF CANADA | 1,000 | 27,000 | 2.58% | ||
| 5 | AMERICAN INTERNATIONAL GROUP, INC. | 400 | 10,812 | 1.03% | ||
| 6 | UBS AG | 335 | 9,000 | 0.86% | ||
| 7 | Tower Research Capital LLC (TRC) | 174 | 5,000 | 0.48% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
