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GUGGENHEIM 1:1 EXC 4/9/18 739371839
GUGGENHEIM 1:1 EXC 4/9/18 739371839. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 74 Institutional holders with a total value of $138,014,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 CETERA INVESTMENT ADVISERS 1,922 239,000 0.17%
52 FormulaFolio Investments, LLC 1,788 223,000 0.16%
53 D'Orazio & Associates, Inc. 1,734 216,000 0.16%
54 BB&T SECURITIES, LLC 1,619 201,000 0.15%
55 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,482 185,000 0.13%
56 Liberty Capital Management, Inc. 1,290 157,000 0.11%
57 Creative Planning 1,183 148,000 0.11%
58 MIGDAL INSURANCE & FINANCIAL HOLDINGS LTD. 700 87,000 0.06%
59 BELL ROCK CAPITAL LLC 684 85,000 0.06%
60 RESOURCES INVESTMENT ADVISORS, INC. 674 84,000 0.06%
61 ADIRONDACK TRUST CO 605 75,000 0.05%
62 PNC FINANCIAL SERVICES GROUP, INC. 360 45,000 0.03%
63 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 243 30,000 0.02%
64 BANK OF MONTREAL /CAN/ 150 19,000 0.01%
65 NEXT Financial Group, Inc 119 15,000 0.01%
66 JPMORGAN CHASE & CO 119 15,000 0.01%
67 PARALLEL ADVISORS, LLC 122 15,000 0.01%
68 BENJAMIN F. EDWARDS & COMPANY, INC. 66 8,000 0.01%
69 US BANCORP \DE\ 40 5,000 0.00%
70 ALPHASTAR CAPITAL MANAGEMENT, LLC 42 5,000 0.00%
71 JACOBI CAPITAL MANAGEMENT LLC 40 5,000 0.00%
72 GLOBAL RETIREMENT PARTNERS, LLC 30 4,000 0.00%
73 Parallax Volatility Advisers, L.P. 1 0 0.00%
74 ASSETMARK, INC 1 0 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.