| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Anson Funds Management LP | 795,994 | 157,000 | 51.61% | ||
| 2 | Argentus Capital Management, LLC | 157,100 | 32,000 | 10.52% | ||
| 3 | Yakira Capital Management, Inc. | 141,204 | 28,000 | 9.20% | SH | |
| 4 | CITADEL ADVISORS LLC | 96,377 | 19,000 | 6.25% | ||
| 5 | DIMENSIONAL FUND ADVISORS LP | 87,577 | 17,000 | 5.59% | ||
| 6 | Virtu KCG Holdings LLC | 74,317 | 15,000 | 4.93% | ||
| 7 | UBS Group AG | 67,269 | 13,000 | 4.27% | ||
| 8 | AMERIPRISE FINANCIAL INC | 38,867 | 8,000 | 2.63% | ||
| 9 | LPL Financial LLC | 32,916 | 7,000 | 2.30% | ||
| 10 | Arete Wealth Advisors, LLC | 10,000 | 2,000 | 0.66% | ||
| 11 | CITIGROUP INC | 10,745 | 2,000 | 0.66% | ||
| 12 | MERITAGE PORTFOLIO MANAGEMENT | 11,470 | 2,000 | 0.66% | ||
| 13 | MORGAN STANLEY | 3,000 | 1,000 | 0.33% | ||
| 14 | Creative Planning | 2,800 | 1,000 | 0.33% | ||
| 15 | AMERICAN INTERNATIONAL GROUP, INC. | 1,000 | 198 | 0.07% | ||
| 16 | Tower Research Capital LLC (TRC) | 100 | 0 | 0.00% | ||
| 17 | B. Riley Wealth Management, Inc. | 3,000 | 0 | 0.00% | ||
| 18 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,333 | 0 | 0.00% | ||
| 19 | SYNOVUS FINANCIAL CORP | 1,000 | 0 | 0.00% | ||
| 20 | NEXT Financial Group, Inc | 1,000 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
