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SAN JUAN BASIN RTY TR
SAN JUAN BASIN RTY TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 105 Institutional holders with a total value of $171,746,509.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 PEAK6 Group LLC 14,200 170,000 0.10% Put
52 Sigma Planning Corp 14,113 169,000 0.10%
53 Gotham Asset Management, LLC 14,030 168,000 0.10%
54 Argentus Capital Management, LLC 14,000 168,000 0.10%
55 ROTHSCHILD INVESTMENT LLC /IL 13,800 165,000 0.10%
56 WOODSTOCK CORP 12,405 148,000 0.09%
57 LPL Financial LLC 11,830 145,000 0.08%
58 Virtu KCG Holdings LLC 12,083 145,000 0.08%
59 EVERETT HARRIS & CO /CA/ 11,623 139,000 0.08%
60 STEVENS CAPITAL MANAGEMENT LP 11,002 132,000 0.08%
61 Cambridge Investment Research Advisors, Inc. 10,233 122,000 0.07%
62 GROUP ONE TRADING LLC 9,237 111,000 0.06%
63 PEAK6 Group LLC 6,500 78,000 0.05% Call
64 Seamans Capital Management, LLC 6,300 75,000 0.04%
65 U S GLOBAL INVESTORS INC 6,000 72,000 0.04%
66 MOTCO 5,743 68,000 0.04%
67 Financial Architects, Inc 5,479 66,000 0.04%
68 Pinnacle Summer Investments, Inc. 5,137 61,000 0.04%
69 BANK OF MONTREAL /CAN/ 4,483 54,000 0.03%
70 US BANCORP \DE\ 3,250 39,000 0.02%
71 AMERICAN INTERNATIONAL GROUP, INC. 3,155 37,765 0.02%
72 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,040 37,000 0.02%
73 NEXT Financial Group, Inc 2,631 31,000 0.02%
74 Sunbelt Securities, Inc. 2,419 28,956 0.02%
75 PRELUDE CAPITAL MANAGEMENT, LLC 2,000 24,000 0.01%
76 TRUST CO OF VERMONT 1,737 21,000 0.01%
77 PARSONS CAPITAL MANAGEMENT INC/RI 1,700 20,000 0.01%
78 Barrett Asset Management, LLC 1,650 20,000 0.01%
79 Clearbridge Investments, LLC 1,500 18,000 0.01%
80 BARCLAYS PLC 1,500 17,000 0.01%
81 GLENMEDE TRUST CO NA 1,500 17,000 0.01%
82 Syntal Capital Partners, LLC 1,310 15,000 0.01%
83 FCM INVESTMENTS/TX 1,000 12,000 0.01%
84 Parallax Volatility Advisers, L.P. 1,000 12,000 0.01% Put
85 Parallax Volatility Advisers, L.P. 1,000 12,000 0.01% Call
86 D.A. DAVIDSON & CO. 1,000 11,000 0.01%
87 Parallax Volatility Advisers, L.P. 855 10,000 0.01%
88 SIMPLEX TRADING, LLC 843 10,000 0.01%
89 INTEGRATED WEALTH MANAGEMENT 800 9,000 0.01%
90 PRENTISS SMITH & CO INC 700 8,000 0.00%
91 Alexandria Capital, LLC 550 7,000 0.00%
92 SEARLE & CO. 550 6,000 0.00%
93 America First Investment Advisors, LLC 400 5,000 0.00%
94 Winslow, Evans & Crocker, Inc. 400 4,788 0.00%
95 Hudock, Inc. 312 4,000 0.00%
96 MSI Financial Services Inc 300 4,000 0.00%
97 Cordasco Financial Network 300 4,000 0.00%
98 MANUFACTURERS LIFE INSURANCE COMPANY, THE 300 4,000 0.00%
99 Creative Planning 216 3,000 0.00%
100 Holt Capital Advisors, L.L.C. dba Holt Capital Partners, L.P. 250 3,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.