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SANDRIDGE PERMIAN TR
SANDRIDGE PERMIAN TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 45 Institutional holders with a total value of $14,442,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Allianz Asset Management GmbH 2,006,648 8,568,000 59.33%
2 GSA CAPITAL PARTNERS LLP 487,751 2,083,000 14.42%
3 Arrow Investment Advisors, LLC 182,032 777,000 5.38%
4 AMG National Trust Bank 149,765 639,000 4.42%
5 Virtu KCG Holdings LLC 61,102 261,000 1.81%
6 SUSQUEHANNA INTERNATIONAL GROUP, LLP 54,290 231,000 1.60%
7 SUSQUEHANNA INTERNATIONAL GROUP, LLP 46,100 197,000 1.36% Put
8 Spot Trading L.L.C 39,800 170,000 1.18% Call
9 AMERICAN INTERNATIONAL GROUP, INC. 39,104 167,000 1.16%
10 MORGAN STANLEY 38,922 166,000 1.15%
11 PEAK6 Group LLC 33,100 141,000 0.98% Call
12 VOYA FINANCIAL ADVISORS, INC. 31,200 125,000 0.87%
13 Cetera Advisor Networks LLC 28,797 121,000 0.84%
14 UBS Group AG 18,094 77,000 0.53%
15 Capital Investment Advisors, LLC 17,537 75,000 0.52%
16 Commonwealth Equity Services, Inc 15,832 68,000 0.47%
17 Spot Trading L.L.C 15,588 67,000 0.46%
18 BANK OF AMERICA CORP /DE/ 15,520 67,000 0.46%
19 Westend Capital Management, LLC 12,230 60,000 0.42%
20 SIMPLEX TRADING, LLC 12,134 51,000 0.35%
21 FIRST MIDWEST BANK TRUST DIVISION 11,179 48,000 0.33%
22 SUSQUEHANNA INTERNATIONAL GROUP, LLP 10,800 46,000 0.32% Call
23 LADENBURG THALMANN FINANCIAL SERVICES INC. 8,631 37,000 0.26%
24 Creative Planning 8,377 36,000 0.25%
25 Spot Trading L.L.C 7,100 30,000 0.21% Put
26 Evercore Wealth Management, LLC 6,000 26,000 0.18%
27 PEAK6 Group LLC 5,900 25,000 0.17% Put
28 Highlander Capital Management, LLC 2,760 11,000 0.08%
29 Joel Isaacson & Co., LLC 2,033 9,000 0.06%
30 SONORA INVESTMENT MANAGEMENT, LLC 1,600 8,000 0.06%
31 CWM, LLC 1,866 8,000 0.06%
32 WELLS FARGO & COMPANY/MN 1,709 7,000 0.05%
33 First Horizon Advisors, Inc. 1,500 6,000 0.04%
34 Brookstone Capital Management 1,472 6,000 0.04%
35 U S GLOBAL INVESTORS INC 1,400 6,000 0.04%
36 Windsor Capital Management, LLC 1,200 5,000 0.03%
37 PNC FINANCIAL SERVICES GROUP, INC. 1,198 5,000 0.03%
38 DEUTSCHE BANK AG\ 1,000 4,000 0.03%
39 Advisory Services Network, LLC 600 3,000 0.02%
40 ROYAL BANK OF CANADA 600 3,000 0.02%
41 Alexandria Capital, LLC 200 1,000 0.01%
42 American Research & Management Co. 257 1,000 0.01%
43 WFG Advisors, LP 100 0 0.00%
44 CITIGROUP INC 4 0 0.00%
45 MSI Financial Services Inc 100 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.