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SANDSTORM GOLD LTD
SANDSTORM GOLD LTD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 105 Institutional holders with a total value of $382,699,285.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 82,382 416,000 0.11%
52 PEAK6 Group LLC 75,967 382,000 0.10%
53 CIBC WORLD MARKET INC. 67,533 340,000 0.09%
54 ROYCE & ASSOCIATES LP 65,800 331,000 0.09%
55 CIBC Asset Management Inc 61,637 312,000 0.08%
56 ROYAL BANK OF CANADA 56,402 283,000 0.07%
57 RAYMOND JAMES & ASSOCIATES 54,700 275,000 0.07%
58 BANK OF AMERICA CORP /DE/ 51,831 262,000 0.07%
59 TIEMANN INVESTMENT ADVISORS, LLC 47,600 239,000 0.06%
60 CONFLUENCE INVESTMENT MANAGEMENT LLC 45,349 228,000 0.06%
61 ZACKS INVESTMENT MANAGEMENT 37,444 188,000 0.05%
62 WOLVERINE TRADING LP /BD 35,600 180,000 0.05% Put
63 VANGUARD GROUP INC 35,893 180,000 0.05%
64 TORONTO DOMINION BANK 33,600 170,000 0.04%
65 JPMORGAN CHASE & CO 32,178 162,000 0.04%
66 REGENTATLANTIC CAPITAL LLC 28,400 143,000 0.04%
67 HighTower Advisors, LLC 27,130 140,000 0.04%
68 OLD MISSION CAPITAL LLC 27,170 137,000 0.04%
69 GIRARD SECURITIES, INC. 26,517 133,000 0.03%
70 Koshinski Asset Management, Inc. 26,315 132,000 0.03%
71 Tower Research Capital LLC (TRC) 19,782 131,000 0.03%
72 LPL Financial LLC 28,400 130,000 0.03%
73 TWO SIGMA ADVISERS, LP 23,900 120,000 0.03%
74 Cambridge Investment Research Advisors, Inc. 23,425 118,000 0.03%
75 UBS Group AG 20,000 101,000 0.03%
76 BANK OF MONTREAL /CAN/ 20,000 101,000 0.03% Call
77 DRIEHAUS CAPITAL MANAGEMENT LLC 18,867 95,000 0.02%
78 TFS CAPITAL LLC 18,138 91,000 0.02%
79 A.R.T. Advisors, LLC 17,600 88,000 0.02%
80 WOLVERINE TRADING LP /BD 15,370 78,000 0.02%
81 SHELL ASSET MANAGEMENT CO 11,504 76,000 0.02%
82 Sigma Planning Corp 14,450 73,000 0.02%
83 Gemmer Asset Management LLC 11,630 58,000 0.02%
84 MSI Financial Services Inc 11,215 56,000 0.01%
85 CUTLER GROUP LLC / CA 10,541 53,000 0.01%
86 Raymond James Financial Services Advisors, Inc. 10,589 53,000 0.01%
87 ADVISOR GROUP, INC. 10,502 53,000 0.01%
88 Cetera Advisor Networks LLC 10,250 52,000 0.01%
89 PNC FINANCIAL SERVICES GROUP, INC. 10,110 51,000 0.01%
90 DUBUQUE BANK & TRUST CO 9,597 48,000 0.01%
91 Zurcher Kantonalbank (Zurich Cantonalbank) 8,682 44,000 0.01%
92 IFP ADVISORS, INC 4,000 20,000 0.01%
93 CITIGROUP INC 3,227 16,000 0.00%
94 TCI Wealth Advisors, Inc. 2,489 13,000 0.00%
95 SIMPLEX TRADING, LLC 2,328 11,000 0.00%
96 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,400 7,000 0.00%
97 GENEOS WEALTH MANAGEMENT INC. 1,354 6,000 0.00%
98 NEXT Financial Group, Inc 1,020 5,000 0.00%
99 Tradewinds Capital Management, LLC 885 4,000 0.00%
100 BRONFMAN E.L. ROTHSCHILD, L.P. 700 4,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.