| # | % | |||||
|---|---|---|---|---|---|---|
| 101 | CITIGROUP INC | 4,700 | 20,000 | 0.01% | Call | |
| 102 | GENEOS WEALTH MANAGEMENT INC. | 3,354 | 14,000 | 0.00% | ||
| 103 | TCI Wealth Advisors, Inc. | 2,100 | 9,000 | 0.00% | ||
| 104 | Parallax Volatility Advisers, L.P. | 2,000 | 9,000 | 0.00% | Put | |
| 105 | ADVISOR GROUP, INC. | 1,830 | 7,000 | 0.00% | ||
| 106 | PATRIOT FINANCIAL GROUP INSURANCE AGENCY, LLC | 1,030 | 5,000 | 0.00% | ||
| 107 | BENJAMIN F. EDWARDS & COMPANY, INC. | 975 | 4,000 | 0.00% | ||
| 108 | FNY Managed Accounts LLC | 918 | 3,000 | 0.00% | ||
| 109 | CT Financial Advisors LLC | 500 | 2,135 | 0.00% | ||
| 110 | CITIGROUP INC | 400 | 2,000 | 0.00% | Put | |
| 111 | Tradewinds Capital Management, LLC | 385 | 2,000 | 0.00% | ||
| 112 | Advisory Services Network, LLC | 400 | 2,000 | 0.00% | ||
| 113 | ARROW FINANCIAL CORP | 2 | 0 | 0.00% | ||
| 114 | HARFST & ASSOCIATES, INC. | 200 | 0 | 0.00% | ||
| 115 | ROYAL FUND MANAGEMENT, LLC | 80 | 0 | 0.00% | ||
| 116 | CUTLER GROUP LLC / CA | 400 | 0 | 0.00% | Call |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
