| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ADAGE CAPITAL PARTNERS GP, L.L.C. | 2,413,891 | 7,869,000 | 19.33% | ||
| 2 | Nokomis Capital, L.L.C. | 2,141,495 | 6,981,000 | 17.14% | ||
| 3 | OAKTOP CAPITAL MANAGEMENT II, L.P. | 1,233,456 | 4,021,000 | 9.88% | ||
| 4 | MILLENNIUM MANAGEMENT LLC | 1,098,000 | 3,579,000 | 8.79% | ||
| 5 | VANGUARD GROUP INC | 763,016 | 2,487,000 | 6.11% | ||
| 6 | True Bearing Asset Management LP | 670,801 | 2,187,000 | 5.37% | ||
| 7 | S Squared Technology, LLC | 626,407 | 2,042,000 | 5.01% | ||
| 8 | GRUBER & MCBAINE CAPITAL MANAGEMENT LLC | 442,000 | 1,441,000 | 3.54% | ||
| 9 | P.A.W. CAPITAL CORP | 400,000 | 1,304,000 | 3.20% | ||
| 10 | PERKINS CAPITAL MANAGEMENT INC | 382,004 | 1,245,000 | 3.06% | ||
| 11 | Verition Fund Management LLC | 359,332 | 1,171,000 | 2.88% | ||
| 12 | Talkot Capital, LLC | 358,009 | 1,167,000 | 2.87% | ||
| 13 | WHITE PINE CAPITAL LLC | 328,350 | 1,070,000 | 2.63% | ||
| 14 | Trellus Management Company, LLC | 262,000 | 854,000 | 2.10% | ||
| 15 | Coe Capital Management, LLC | 160,107 | 521,949 | 1.28% | ||
| 16 | GEODE CAPITAL MANAGEMENT, LLC | 149,827 | 488,000 | 1.20% | ||
| 17 | WEDBUSH SECURITIES INC | 122,515 | 399,000 | 0.98% | ||
| 18 | PERRITT CAPITAL MANAGEMENT INC | 106,108 | 346,000 | 0.85% | ||
| 19 | Mount Lucas Management LP | 94,600 | 308,000 | 0.76% | ||
| 20 | ASHFORD CAPITAL MANAGEMENT INC | 65,000 | 212,000 | 0.52% | ||
| 21 | BlackRock Fund Advisors | 60,438 | 197,000 | 0.48% | ||
| 22 | MORGAN STANLEY | 53,800 | 175,000 | 0.43% | ||
| 23 | NORTHERN TRUST CORP | 47,755 | 156,000 | 0.38% | ||
| 24 | Bank of New York Mellon Corp | 29,178 | 95,000 | 0.23% | ||
| 25 | CREDIT SUISSE AG/ | 24,946 | 81,000 | 0.20% | ||
| 26 | TFS CAPITAL LLC | 21,186 | 69,000 | 0.17% | ||
| 27 | GOLDMAN SACHS GROUP INC | 20,702 | 67,000 | 0.16% | ||
| 28 | AQR CAPITAL MANAGEMENT LLC | 18,900 | 62,000 | 0.15% | ||
| 29 | STATE STREET CORP | 12,900 | 42,000 | 0.10% | ||
| 30 | FNY Managed Accounts LLC | 10,000 | 32,600 | 0.08% | ||
| 31 | UBS Group AG | 4,779 | 15,000 | 0.04% | ||
| 32 | BlackRock Investment Management, LLC | 4,229 | 14,000 | 0.03% | ||
| 33 | WELLS FARGO & COMPANY/MN | 4,000 | 13,000 | 0.03% | ||
| 34 | BANK OF AMERICA CORP /DE/ | 1,153 | 4,000 | 0.01% | ||
| 35 | Tower Research Capital LLC (TRC) | 175 | 1,000 | 0.00% | ||
| 36 | CITIGROUP INC | 248 | 1,000 | 0.00% | ||
| 37 | Joel Isaacson & Co., LLC | 197 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
