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SCHWAB U.S. LARGE-CAP VALUE ETF
SCHWAB U.S. LARGE-CAP VALUE ETF. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 79 Institutional holders with a total value of $230,568,086.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 1,690,839 72,101,000 31.27%
2 Financial Management Professionals, Inc. 884,335 37,709,000 16.35%
3 Gemmer Asset Management LLC 236,907 10,102,000 4.38%
4 Summit Asset Management, LLC 231,506 9,872,000 4.28%
5 UNITED CAPITAL FINANCIAL ADVISORS, LLC 211,204 9,006,000 3.91%
6 One Capital Management, LLC 166,555 7,102,000 3.08%
7 ENVESTNET ASSET MANAGEMENT INC 162,454 6,927,000 3.00%
8 Sequoia Financial Advisors, LLC 156,432 6,671,000 2.89%
9 PIERSHALE FINANCIAL GROUP, INC. 148,148 6,317,000 2.74%
10 Newman Dignan & Sheerar, Inc. 133,949 5,712,000 2.48%
11 JANE STREET GROUP, LLC 102,410 4,367,000 1.89%
12 LPL Financial LLC 96,942 4,077,000 1.77%
13 Tradewinds Capital Management, LLC 80,488 3,432,000 1.49%
14 SUSQUEHANNA INTERNATIONAL GROUP, LLP 79,561 3,393,000 1.47%
15 SCHRODER INVESTMENT MANAGEMENT GROUP 64,311 2,742,350 1.19%
16 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 59,649 2,544,000 1.10%
17 IMA Advisory Services, Inc. 56,771 2,421,000 1.05%
18 CONDOR CAPITAL MANAGEMENT 56,318 2,402,000 1.04%
19 Live Your Vision, LLC 50,615 2,068,000 0.90%
20 ROYAL BANK OF CANADA 47,576 2,029,000 0.88%
21 WELLS FARGO & COMPANY/MN 46,845 1,997,000 0.87%
22 MARINER INDEPENDENT ADVISOR NETWORK, LLC 46,138 1,967,381 0.85%
23 GHP Investment Advisors, Inc. 39,276 1,675,000 0.73%
24 GOLDMAN SACHS GROUP INC 38,315 1,634,000 0.71%
25 Mariner, LLC 33,496 1,429,000 0.62%
26 ProVise Management Group, LLC 28,036 1,195,000 0.52%
27 LADENBURG THALMANN FINANCIAL SERVICES INC. 26,047 1,111,000 0.48%
28 Stearns Financial Services Group 25,211 1,075,000 0.47%
29 ACG Wealth 23,752 1,013,000 0.44%
30 SOUTH TEXAS MONEY MANAGEMENT LTD 21,958 936,000 0.41%
31 Carlson Capital Management 19,987 852,000 0.37%
32 Nadler Financial Group, Inc. 18,953 808,000 0.35%
33 Timber Hill LLC 18,760 800,000 0.35%
34 Atria Investments, Inc 18,565 792,000 0.34%
35 Orion Porfolio Solutions, LLC 18,389 784,000 0.34%
36 MORGAN STANLEY 17,417 742,000 0.32%
37 AMERIPRISE FINANCIAL INC 17,391 742,000 0.32%
38 BANK OF AMERICA CORP /DE/ 15,524 662,000 0.29%
39 Evensky & Katz LLC 15,004 640,000 0.28%
40 Winfield Associates, Inc. 14,974 639,000 0.28%
41 CAHILL FINANCIAL ADVISORS INC 13,803 589,000 0.26%
42 GREENWOOD CAPITAL ASSOCIATES LLC 12,095 516,000 0.22%
43 STRINGER ASSET MANAGEMENT, LLC 11,523 491,000 0.21%
44 Garde Capital, Inc. 11,058 472,000 0.20%
45 BANK OF MONTREAL /CAN/ 10,454 446,000 0.19%
46 AVITY INVESTMENT MANAGEMENT INC. 9,700 414,000 0.18% SH
47 DUNCKER STREETT & CO INC 9,631 411,000 0.18%
48 ALESCO ADVISORS LLC 8,919 380,000 0.16%
49 Roundview Capital LLC 8,047 343,000 0.15%
50 Cetera Advisor Networks LLC 7,800 334,000 0.14%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.