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SCHWAB U.S. SMALL-CAP ETF
SCHWAB U.S. SMALL-CAP ETF. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 215 Institutional holders with a total value of $677,880,963.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 TD Ameritrade Trust Co 1 0 0.00%
3 Carroll Financial Associates, Inc. 4 0 0.00%
4 Sandy Spring Bank 25 1,000 0.00%
5 Kavar Capital Partners, LLC 42 2,000 0.00%
6 Horrell Capital Management, Inc. 32 2,000 0.00%
7 WEALTHFRONT CORP 41 2,000 0.00%
8 GLENMEDE TRUST CO NA 75 4,000 0.00%
9 D.A. DAVIDSON & CO. 100 5,000 0.00%
10 Ruggie Capital Group 89 5,000 0.00%
11 Vantage Investment Advisors, LLC 106 6,000 0.00%
12 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 101 6,000 0.00%
13 Stanford Investment Group, Inc. 100 6,000 0.00%
14 Regal Investment Advisors LLC 123 7,000 0.00%
15 Advisory Services Network, LLC 142 8,000 0.00%
16 West Oak Capital, LLC 170 9,772 0.00%
17 TD Capital Management LLC 169 10,000 0.00%
18 THOMPSON SIEGEL & WALMSLEY LLC 190 11,000 0.00%
19 Private Ocean, LLC 215 12,000 0.00%
20 WEALTHCARE CAPITAL MANAGEMENT LLC 230 13,000 0.00%
21 Plante Moran Financial Advisors, LLC 220 13,000 0.00%
22 Brookstone Capital Management 296 17,000 0.00%
23 Kistler-Tiffany Companies, LLC 315 18,000 0.00%
24 HIGHLAND CAPITAL MANAGEMENT, LLC 320 18,000 0.00%
25 ZIONS BANCORPORATION 338 19,000 0.00% SH
26 PITTENGER & ANDERSON INC 400 23,000 0.00%
27 Westend Capital Management, LLC 624 35,000 0.01%
28 COLONY GROUP LLC 616 35,000 0.01%
29 INTEGRATED WEALTH MANAGEMENT 783 45,000 0.01%
30 Smithfield Trust Co 815 47,000 0.01%
31 Winslow, Evans & Crocker, Inc. 1,010 58,056 0.01%
32 Financial Management Professionals, Inc. 1,108 63,000 0.01%
33 Chicago Partners Investment Group LLC 1,158 67,000 0.01%
34 Capital Directions Investment Advisors, LLC 1,198 69,000 0.01%
35 Sensible Financial Planning & Management, LLC. 1,295 74,000 0.01%
36 MSI Financial Services Inc 1,584 91,000 0.01%
37 Chevy Chase Trust Holdings, LLC 1,875 108,000 0.02%
38 SIMPLEX TRADING, LLC 1,892 108,000 0.02%
39 MCF Advisors LLC 1,964 113,000 0.02%
40 Crosspoint Capital Strategies, LLC 2,005 115,000 0.02%
41 LBA Wealth Management, LLC 2,461 141,000 0.02%
42 ASSET PLANNING SERVICES, LTD. 2,573 148,000 0.02%
43 Financial Architects, Inc 2,739 157,000 0.02%
44 FIFTH THIRD BANCORP 2,847 164,000 0.02%
45 Tortoise Investment Management, LLC 2,889 166,000 0.02%
46 TCI Wealth Advisors, Inc. 3,102 178,000 0.03%
47 St. Johns Investment Management Company, LLC 3,437 198,000 0.03%
48 Concert Wealth Management Inc. 3,544 203,000 0.03%
49 Nadler Financial Group, Inc. 3,576 206,000 0.03%
50 Penobscot Investment Management Company, Inc. 3,608 207,000 0.03%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.