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SCHWAB U.S. SMALL-CAP ETF
SCHWAB U.S. SMALL-CAP ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 262 Institutional holders with a total value of $1,218,492,571.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 NORTH STAR ASSET MANAGEMENT INC 64,671 3,722,000 0.31%
52 NATIONAL PLANNING CORP 66,046 3,636,000 0.30%
53 LPL Financial LLC 62,065 3,548,000 0.29%
54 Parsec Financial Management, Inc. 61,528 3,541,000 0.29%
55 INVESTMENT CENTERS OF AMERICA INC 60,153 3,465,000 0.28%
56 LADENBURG THALMANN FINANCIAL SERVICES INC. 60,044 3,451,000 0.28%
57 Tradewinds Capital Management, LLC 59,079 3,400,000 0.28%
58 STARFIRE INVESTMENT ADVISERS, INC. 56,534 3,253,567 0.27%
59 JFS WEALTH ADVISORS, LLC 52,343 3,012,000 0.25%
60 One Capital Management, LLC 51,854 2,984,000 0.24%
61 WELLS FARGO & COMPANY/MN 51,566 2,968,000 0.24%
62 Courage Miller Partners, LLC 50,175 2,888,000 0.24%
63 Whitnell & Co. 49,660 2,858,000 0.23%
64 KERNODLE & KATON ASSET MANAGEMENT GROUP, LLC 49,650 2,857,000 0.23%
65 MORGAN STANLEY 47,474 2,732,000 0.22%
66 Commonwealth Equity Services, Inc 45,871 2,640,000 0.22%
67 DENVER INVESTMENT ADVISORS LLC 45,509 2,619,000 0.21%
68 APPLETON GROUP, LLC 44,927 2,586,000 0.21%
69 SUSQUEHANNA INTERNATIONAL GROUP, LLP 44,509 2,561,000 0.21%
70 Sequoia Financial Advisors, LLC 44,097 2,538,000 0.21%
71 Bangor Savings Bank 42,827 2,464,000 0.20%
72 SUTTON WEALTH ADVISORS INC. 41,368 2,380,748 0.20%
73 Friedenthal Financial 39,810 2,291,000 0.19%
74 SUSQUEHANNA INTERNATIONAL GROUP, LLP 39,700 2,285,000 0.19% Call
75 VALLEY NATIONAL ADVISERS INC 39,423 2,269,000 0.19%
76 Portfolio Solutions, LLC 38,584 2,221,000 0.18%
77 Evensky & Katz LLC 36,979 2,128,000 0.17%
78 SAGE FINANCIAL GROUP INC 36,897 2,123,000 0.17%
79 HighTower Advisors, LLC 36,827 2,123,000 0.17%
80 KRILOGY FINANCIAL LLC 35,894 2,066,000 0.17%
81 IFP ADVISORS, INC 34,671 1,995,000 0.16%
82 Asset Management Group, Inc. 34,617 1,992,000 0.16%
83 Curbstone Financial Management Corp 33,090 1,904,000 0.16%
84 Gateway Advisory, LLC 32,129 1,835,000 0.15%
85 Pinnacle Advisory Group, Inc. 30,828 1,743,000 0.14%
86 BlackRock Finance, Inc. 30,227 1,740,000 0.14%
87 COBBLESTONE CAPITAL ADVISORS LLC /NY/ 29,349 1,689,000 0.14%
88 HARTLINE INVESTMENT CORP/ 28,659 1,649,000 0.14%
89 Live Your Vision, LLC 27,856 1,603,000 0.13%
90 Bartlett & Co. LLC 27,615 1,589,000 0.13%
91 Timber Hill LLC 27,595 1,588,000 0.13%
92 MUFG Americas Holdings Corp 27,402 1,577,000 0.13%
93 VALICENTI ADVISORY SERVICES INC 27,048 1,557,000 0.13%
94 GRIMES & Co WEALTH MANAGEMENT, LLC 25,053 1,442,000 0.12%
95 Mariner, LLC 24,262 1,397,000 0.11%
96 Garrison Asset Management, LLC 24,234 1,395,000 0.11%
97 PINNACLE ASSOCIATES LTD 23,659 1,362,000 0.11%
98 Private Advisor Group, LLC 23,711 1,354,000 0.11%
99 BERGANKDV WEALTH MANAGEMENT, LLC 23,488 1,352,000 0.11%
100 Brouwer & Janachowski, LLC 23,116 1,330,000 0.11%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.