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SCHWAB INTERNATIONAL SMALL-CAP EQUITY ETF
SCHWAB INTERNATIONAL SMALL-CAP EQUITY ETF. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 87 Institutional holders with a total value of $265,437,460.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Charles Schwab Investment Advisory, Inc. 5,083,176 145,073,000 54.65%
2 SUSQUEHANNA INTERNATIONAL GROUP, LLP 916,857 26,167,000 9.86%
3 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 344,806 9,841,000 3.71%
4 Brouwer & Janachowski, LLC 268,901 7,674,000 2.89%
5 FutureAdvisor, Inc. 243,642 6,954,000 2.62%
6 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 218,960 6,571,000 2.48%
7 Retirement Planning Group, LLC 192,543 5,495,000 2.07%
8 JANE STREET GROUP, LLC 169,651 4,842,000 1.82%
9 Courage Miller Partners, LLC 137,455 3,923,000 1.48%
10 VALENTINE VENTURES LLC 134,089 3,827,000 1.44%
11 UNITED CAPITAL FINANCIAL ADVISORS, LLC 101,738 2,904,000 1.09%
12 ENVESTNET ASSET MANAGEMENT INC 98,342 2,807,000 1.06%
13 Live Your Vision, LLC 88,977 2,539,000 0.96%
14 Capital Advantage, Inc. 77,991 2,226,000 0.84%
15 JMG Financial Group, Ltd. 76,867 2,194,000 0.83%
16 PNC FINANCIAL SERVICES GROUP, INC. 74,254 2,119,000 0.80%
17 Gemmer Asset Management LLC 69,009 1,970,000 0.74%
18 Summit Asset Management, LLC 57,804 1,650,000 0.62%
19 Avior Wealth Management, LLC 55,432 1,582,000 0.60%
20 EATON VANCE MANAGEMENT 53,270 1,520,000 0.57%
21 HBK Sorce Advisory LLC 45,550 1,300,000 0.49%
22 GHP Investment Advisors, Inc. 41,102 1,173,000 0.44%
23 ASPIRIANT HOLDINGS S3, LLC 40,797 1,164,000 0.44%
24 Savant Capital, LLC 38,408 1,096,000 0.41%
25 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 34,688 990,000 0.37%
26 Wealth Architects, LLC 33,441 954,000 0.36%
27 LADENBURG THALMANN FINANCIAL SERVICES INC. 31,235 891,000 0.34%
28 Summit Financial Strategies, Inc. 30,864 881,000 0.33%
29 Aspen Investment Management Inc 30,486 870,000 0.33%
30 CHOREO, LLC 29,190 833,000 0.31%
31 One Capital Management, LLC 27,584 787,000 0.30%
32 BANK OF AMERICA CORP /DE/ 25,240 720,000 0.27%
33 BANK OF MONTREAL /CAN/ 24,656 703,000 0.26%
34 CABOT WEALTH MANAGEMENT INC 24,372 696,000 0.26%
35 SAGE FINANCIAL GROUP INC 23,385 667,000 0.25%
36 Evensky & Katz LLC 22,374 638,000 0.24%
37 UBS Group AG 19,205 548,000 0.21%
38 BOK Financial Private Wealth, Inc. 18,925 540,000 0.20%
39 Sequoia Financial Advisors, LLC 18,121 517,000 0.19%
40 Bartlett & Co. LLC 16,900 482,000 0.18%
41 ALESCO ADVISORS LLC 15,466 441,000 0.17%
42 Garrison Asset Management, LLC 13,593 388,000 0.15%
43 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 13,040 372,000 0.14%
44 KRILOGY FINANCIAL LLC 12,993 371,000 0.14%
45 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 12,758 364,000 0.14%
46 MORGAN STANLEY 12,392 353,000 0.13%
47 Vigilant Capital Management, LLC 11,926 340,000 0.13%
48 Concert Wealth Management Inc. 10,801 308,000 0.12%
49 LPL Financial LLC 10,393 307,000 0.12%
50 VISTA CAPITAL PARTNERS, INC. 10,519 300,000 0.11% SH
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.