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SCHWAB INTERNATIONAL SMALL-CAP EQUITY ETF
SCHWAB INTERNATIONAL SMALL-CAP EQUITY ETF. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 87 Institutional holders with a total value of $265,437,460.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WEALTHFRONT CORP 5 0 0.00%
2 Parallax Volatility Advisers, L.P. 1 0 0.00%
3 Simplicity Solutions, LLC 31 885 0.00%
4 Private Ocean, LLC 46 1,000 0.00%
5 Transamerica Financial Advisors, LLC 2 1,000 0.00%
6 Barrett Asset Management, LLC 41 1,000 0.00%
7 Tradewinds Capital Management, LLC 127 4,000 0.00%
8 Brookstone Capital Management 155 4,000 0.00%
9 Vantage Investment Advisors, LLC 207 6,000 0.00%
10 WHITTIER TRUST CO 205 6,000 0.00%
11 Crosspoint Capital Strategies, LLC 210 6,000 0.00%
12 ROYAL BANK OF CANADA 220 7,000 0.00%
13 INTEGRATED WEALTH MANAGEMENT 279 8,000 0.00%
14 Creative Planning 657 19,000 0.01%
15 Apriem Advisors 700 20,000 0.01%
16 ATWOOD & PALMER INC 749 21,000 0.01%
17 MANUFACTURERS LIFE INSURANCE COMPANY, THE 913 26,000 0.01%
18 WELLS FARGO & COMPANY/MN 1,155 33,000 0.01%
19 Capital Directions Investment Advisors, LLC 1,864 53,000 0.02%
20 GUPTA WEALTH MANAGEMENT LLC 2,150 61,000 0.02%
21 Kavar Capital Partners, LLC 2,829 76,000 0.03%
22 FIFTH THIRD BANCORP 4,000 114,000 0.04%
23 AMERICAN INTERNATIONAL GROUP, INC. 4,095 116,000 0.04%
24 SIGNATUREFD, LLC 4,474 128,000 0.05%
25 Allworth Financial LP 5,049 144,000 0.05%
26 CITIGROUP INC 5,300 151,000 0.06%
27 VALLEY NATIONAL ADVISERS INC 6,278 179,000 0.07%
28 Tortoise Investment Management, LLC 6,941 198,000 0.07%
29 Carnick & Kubik, LLC 7,168 204,575 0.08%
30 Cambridge Investment Research Advisors, Inc. 7,659 219,000 0.08%
31 Eidelman Virant Capital 7,941 227,000 0.09%
32 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 8,290 237,000 0.09%
33 BB&T SECURITIES, LLC 8,332 237,000 0.09%
34 Newman Dignan & Sheerar, Inc. 8,676 248,000 0.09%
35 HARTLINE INVESTMENT CORP/ 8,998 257,000 0.10%
36 NORTH STAR ASSET MANAGEMENT INC 9,500 271,000 0.10%
37 BCWM, LLC 9,825 281,000 0.11%
38 VISTA CAPITAL PARTNERS, INC. 10,519 300,000 0.11% SH
39 LPL Financial LLC 10,393 307,000 0.12%
40 Concert Wealth Management Inc. 10,801 308,000 0.12%
41 Vigilant Capital Management, LLC 11,926 340,000 0.13%
42 MORGAN STANLEY 12,392 353,000 0.13%
43 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 12,758 364,000 0.14%
44 KRILOGY FINANCIAL LLC 12,993 371,000 0.14%
45 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 13,040 372,000 0.14%
46 Garrison Asset Management, LLC 13,593 388,000 0.15%
47 ALESCO ADVISORS LLC 15,466 441,000 0.17%
48 Bartlett & Co. LLC 16,900 482,000 0.18%
49 Sequoia Financial Advisors, LLC 18,121 517,000 0.19%
50 BOK Financial Private Wealth, Inc. 18,925 540,000 0.20%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.