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SCHWAB US AGGREGATE BOND ETF
SCHWAB US AGGREGATE BOND ETF. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 106 Institutional holders with a total value of $270,908,518.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UNITED CAPITAL FINANCIAL ADVISORS, LLC 805,420 42,172,000 15.57%
2 ENVESTNET ASSET MANAGEMENT INC 766,805 40,150,000 14.82%
3 OGOREK ANTHONY JOSEPH /NY/ /ADV 324,212 16,976,000 6.27%
4 FIRST MERCANTILE TRUST CO 314,516 16,468,000 6.08%
5 Sensible Financial Planning & Management, LLC. 268,217 14,044,000 5.18%
6 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 221,969 11,622,000 4.29%
7 Apriem Advisors 139,080 7,282,000 2.69%
8 SVA Wealth Management, LLC 137,291 7,189,000 2.65%
9 BCWM, LLC 13,251 6,938,000 2.56%
10 BSW Wealth Partners 119,908 6,278,000 2.32%
11 Homrich & Berg 107,908 5,650,000 2.09%
12 Retirement Planning Group, LLC 93,808 4,912,000 1.81%
13 PLANNING ALTERNATIVES LTD /ADV 92,345 4,835,000 1.78%
14 Atria Investments, Inc 81,520 4,268,000 1.58%
15 Courage Miller Partners, LLC 80,088 4,193,000 1.55%
16 Bangor Savings Bank 79,759 4,176,000 1.54%
17 PRING TURNER CAPITAL GROUP INC 75,915 3,975,000 1.47%
18 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 75,121 3,933,000 1.45%
19 Live Your Vision, LLC 63,107 3,333,000 1.23%
20 ALESCO ADVISORS LLC 63,191 3,309,000 1.22%
21 One Capital Management, LLC 63,081 3,303,000 1.22%
22 Tuttle Capital Management, LLC 60,513 3,168,000 1.17%
23 ROYAL BANK OF CANADA 60,475 3,166,000 1.17%
24 Frontier Wealth Management LLC 59,052 3,092,000 1.14%
25 Bartlett & Co. LLC 58,893 3,084,000 1.14%
26 FINANCIAL CONSULATE, INC 52,900 2,770,000 1.02%
27 Summit Financial Strategies, Inc. 46,801 2,451,000 0.90%
28 ProVise Management Group, LLC 40,405 2,116,000 0.78%
29 AMERIPRISE FINANCIAL INC 38,426 2,012,000 0.74%
30 Landmark Financial Advisors, LLC 37,773 1,977,000 0.73%
31 Waverly Advisors, LLC 32,752 1,715,000 0.63%
32 FormulaFolio Investments, LLC 31,417 1,645,000 0.61%
33 Madden Advisory Services, Inc. 31,286 1,638,000 0.60%
34 Summit Asset Management, LLC 30,450 1,594,000 0.59%
35 Concert Wealth Management Inc. 28,206 1,475,000 0.54%
36 Friedenthal Financial 28,130 1,473,000 0.54%
37 LEAVELL INVESTMENT MANAGEMENT, INC. 24,037 1,259,000 0.46%
38 VALENTINE VENTURES LLC 23,923 1,253,000 0.46%
39 Marquette Asset Management, LLC 22,287 1,167,000 0.43%
40 Perigon Wealth Management, LLC 18,895 989,000 0.37%
41 Alexandria Capital, LLC 17,485 916,000 0.34%
42 Cambridge Investment Research Advisors, Inc. 16,836 882,000 0.33%
43 UBS Group AG 16,056 841,000 0.31%
44 Allworth Financial LP 15,905 833,000 0.31%
45 BANK OF AMERICA CORP /DE/ 14,922 781,000 0.29%
46 HBK Sorce Advisory LLC 14,892 780,000 0.29%
47 FutureAdvisor, Inc. 12,298 641,000 0.24%
48 Sterling Global Strategies LLC 12,091 633,000 0.23%
49 STRINGER ASSET MANAGEMENT, LLC 11,187 586,000 0.22%
50 Virtu KCG Holdings LLC 11,060 579,000 0.21%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.