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ADAM NAT RES FD INC
ADAM NAT RES FD INC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 57 Institutional holders with a total value of $107,243,773.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Advisory Services Network, LLC 18 0 0.00%
2 WHITTIER TRUST CO 201 4,000 0.00%
3 US BANCORP \DE\ 256 6,000 0.01%
4 MARK SHEPTOFF FINANCIAL PLANNING, LLC 300 7,000 0.01%
5 CITIGROUP INC 533 12,000 0.01%
6 Crosspoint Capital Strategies, LLC 535 12,000 0.01%
7 Formidable Asset Management, LLC 635 14,000 0.01%
8 BENJAMIN F. EDWARDS & COMPANY, INC. 634 14,000 0.01%
9 THRIVENT FINANCIAL FOR LUTHERANS 833 18,000 0.02%
10 FineMark National Bank & Trust 790 18,000 0.02%
11 FIFTH THIRD BANCORP 882 20,000 0.02%
12 Hartford Financial Management Inc. 958 21,000 0.02%
13 BANK OF MONTREAL /CAN/ 950 21,000 0.02%
14 Tower Research Capital LLC (TRC) 1,446 32,000 0.03%
15 AMERICAN INTERNATIONAL GROUP, INC. 1,602 35,773 0.03%
16 MSI Financial Services Inc 2,189 49,000 0.05%
17 SIGNATUREFD, LLC 3,386 76,000 0.07%
18 COUNTRY TRUST BANK 4,530 101,000 0.09%
19 D.A. DAVIDSON & CO. 8,400 187,000 0.17%
20 SEARLE & CO. 8,597 191,000 0.18%
21 GEODE CAPITAL MANAGEMENT, LLC 8,964 200,000 0.19% PRN
22 SUSQUEHANNA INTERNATIONAL GROUP, LLP 9,900 221,000 0.21% Put
23 PNC FINANCIAL SERVICES GROUP, INC. 10,324 231,000 0.22%
24 STIFEL FINANCIAL CORP 11,028 246,000 0.23%
25 SALEM INVESTMENT COUNSELORS INC 11,092 248,000 0.23%
26 Nationwide Fund Advisors 11,345 253,000 0.24%
27 Virtu KCG Holdings LLC 11,308 253,000 0.24%
28 BAIRD FINANCIAL GROUP, INC. 11,749 262,000 0.24%
29 SII INVESTMENTS INC/WI 11,936 267,000 0.25%
30 TFS CAPITAL LLC 12,537 280,000 0.26%
31 Creative Planning 13,450 300,000 0.28%
32 VICUS CAPITAL 14,496 324,000 0.30%
33 Gramercy Funds Management LLC 15,535 347,000 0.32%
34 RAYMOND JAMES & ASSOCIATES 17,001 380,000 0.35%
35 JPMORGAN CHASE & CO 24,392 545,000 0.51%
36 Cetera Advisor Networks LLC 24,734 571,000 0.53%
37 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 28,810 643,000 0.60%
38 LADENBURG THALMANN FINANCIAL SERVICES INC. 30,484 681,000 0.64%
39 CSS LLC/IL 31,231 697,000 0.65%
40 HL FINANCIAL SERVICES LLC 31,932 713,000 0.66%
41 A. D. Beadell Investment Counsel, Inc. 32,971 736,000 0.69%
42 GUGGENHEIM CAPITAL LLC 49,847 1,113,000 1.04%
43 BANK OF AMERICA CORP /DE/ 50,948 1,138,000 1.06%
44 LPL Financial LLC 60,943 1,335,000 1.24%
45 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 60,275 1,346,000 1.26%
46 Nuveen Asset Management, LLC 63,500 1,418,000 1.32%
47 WOLVERINE ASSET MANAGEMENT LLC 65,963 1,472,000 1.37%
48 WELLS FARGO & COMPANY/MN 81,065 1,810,000 1.69%
49 Commonwealth Equity Services, Inc 89,250 1,993,000 1.86%
50 ROYAL BANK OF CANADA 125,924 2,811,000 2.62%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.