| 1 |
ADAMS DIVERSIFIED EQUITY FUND, INC. |
2,186,774 |
43,976,000 |
46.56% |
|
|
| 2 |
MORGAN STANLEY |
256,196 |
5,152,000 |
5.45% |
|
|
| 3 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
243,491 |
4,893,000 |
5.18% |
|
|
| 4 |
UBS Group AG |
243,189 |
4,891,000 |
5.18% |
|
|
| 5 |
ROYAL BANK OF CANADA |
205,123 |
4,125,000 |
4.37% |
|
|
| 6 |
WELLS FARGO & COMPANY/MN |
172,007 |
3,460,000 |
3.66% |
|
|
| 7 |
Thomas J. Herzfeld Advisors, Inc. |
155,107 |
3,119,000 |
3.30% |
|
|
| 8 |
LPL Financial LLC |
147,414 |
2,873,000 |
3.04% |
|
|
| 9 |
ANCORA PRIVATE WEALTH ADVISORS, LLC |
112,360 |
2,260,000 |
2.39% |
|
|
| 10 |
RAYMOND JAMES & ASSOCIATES |
94,384 |
1,898,000 |
2.01% |
|
|
| 11 |
BANK OF NOVA SCOTIA |
93,305 |
1,876,000 |
1.99% |
|
|
| 12 |
Commonwealth Equity Services, Inc |
89,359 |
1,797,000 |
1.90% |
|
|
| 13 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
81,795 |
1,645,000 |
1.74% |
|
|
| 14 |
CORNERSTONE ADVISORS INC |
79,056 |
1,590,000 |
1.68% |
|
|
| 15 |
BANK OF AMERICA CORP /DE/ |
64,747 |
1,302,000 |
1.38% |
|
|
| 16 |
1607 Capital Partners, LLC |
54,815 |
1,102,000 |
1.17% |
|
|
| 17 |
HL FINANCIAL SERVICES LLC |
39,973 |
804,000 |
0.85% |
|
|
| 18 |
CSS LLC/IL |
33,112 |
666,000 |
0.71% |
|
|
| 19 |
Invesco Ltd. |
30,911 |
622,000 |
0.66% |
|
|
| 20 |
Raymond James Financial Services Advisors, Inc. |
28,180 |
567,000 |
0.60% |
|
|
| 21 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
28,097 |
564,000 |
0.60% |
|
|
| 22 |
Nuveen Asset Management, LLC |
28,000 |
563,000 |
0.60% |
|
|
| 23 |
DESCHUTES PORTFOLIO STRATEGY, LLC |
24,700 |
497,000 |
0.53% |
|
|
| 24 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
20,514 |
413,000 |
0.44% |
|
|
| 25 |
MSI Financial Services Inc |
15,701 |
316,000 |
0.33% |
|
|
| 26 |
AMERIPRISE FINANCIAL INC |
15,497 |
312,000 |
0.33% |
|
|
| 27 |
Gramercy Funds Management LLC |
15,535 |
312,000 |
0.33% |
|
|
| 28 |
Creative Planning |
13,468 |
271,000 |
0.29% |
|
|
| 29 |
SII INVESTMENTS INC/WI |
13,244 |
264,000 |
0.28% |
|
|
| 30 |
Cetera Advisor Networks LLC |
12,901 |
257,000 |
0.27% |
|
|
| 31 |
BAIRD FINANCIAL GROUP, INC. |
12,036 |
241,000 |
0.26% |
|
|
| 32 |
ADVISOR GROUP, INC. |
12,008 |
240,000 |
0.25% |
|
|
| 33 |
PNC FINANCIAL SERVICES GROUP, INC. |
10,470 |
210,000 |
0.22% |
|
|
| 34 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
10,300 |
207,000 |
0.22% |
Put |
|
| 35 |
VICUS CAPITAL |
10,097 |
203,000 |
0.21% |
|
|
| 36 |
GENEOS WEALTH MANAGEMENT INC. |
9,931 |
199,000 |
0.21% |
|
|
| 37 |
D.A. DAVIDSON & CO. |
9,707 |
195,000 |
0.21% |
|
|
| 38 |
KELMAN-LAZAROV, INC. |
7,484 |
150,354 |
0.16% |
|
|
| 39 |
SIGNATUREFD, LLC |
3,589 |
72,000 |
0.08% |
|
|
| 40 |
COUNTRY TRUST BANK |
3,075 |
62,000 |
0.07% |
|
|
| 41 |
WOLVERINE TRADING LP /BD |
31 |
61,938 |
0.07% |
Call |
|
| 42 |
WOLVERINE TRADING LP /BD |
28 |
55,944 |
0.06% |
Put |
|
| 43 |
BANK OF MONTREAL /CAN/ |
950 |
19,000 |
0.02% |
|
|
| 44 |
FIFTH THIRD BANCORP |
928 |
19,000 |
0.02% |
|
|
| 45 |
THRIVENT FINANCIAL FOR LUTHERANS |
876 |
17,000 |
0.02% |
|
|
| 46 |
FineMark National Bank & Trust |
790 |
16,000 |
0.02% |
|
|
| 47 |
Carroll Financial Associates, Inc. |
842 |
16,000 |
0.02% |
|
|
| 48 |
BENJAMIN F. EDWARDS & COMPANY, INC. |
672 |
14,000 |
0.01% |
|
|
| 49 |
JPMORGAN CHASE & CO |
690 |
14,000 |
0.01% |
|
|
| 50 |
IFP ADVISORS, INC |
650 |
13,000 |
0.01% |
|
|
