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SSGA ACTIVE ETF TR
SSGA ACTIVE ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 108 Institutional holders with a total value of $745,266,526.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 2,950,500 146,110,000 19.61%
2 MORGAN STANLEY 2,005,291 99,301,000 13.32%
3 UBS Group AG 887,799 43,964,000 5.90%
4 LADENBURG THALMANN FINANCIAL SERVICES INC. 743,404 36,783,000 4.94%
5 Cambridge Investment Research Advisors, Inc. 632,216 31,307,000 4.20%
6 Janney Capital Management LLC 590,295 29,231,000 3.92%
7 NOTTINGHAM ADVISORS, INC. 536,994 26,592,000 3.57%
8 ENVESTNET ASSET MANAGEMENT INC 463,820 22,968,000 3.08%
9 LPL Financial LLC 440,537 21,758,000 2.92%
10 Horizon Investments, LLC 409,275 20,267,000 2.72%
11 TD Capital Management LLC 359,889 17,822,000 2.39%
12 JANE STREET GROUP, LLC 247,972 12,280,000 1.65%
13 Gemmer Asset Management LLC 215,892 10,691,000 1.43%
14 ROYAL BANK OF CANADA 191,832 9,499,000 1.27%
15 Composition Wealth, LLC 184,014 9,112,000 1.22%
16 AFFINITY WEALTH MANAGEMENT LLC 175,190 8,675,000 1.16%
17 Stadion Money Management, LLC 172,128 8,524,000 1.14%
18 Weatherstone Capital Management 167,054 8,273,000 1.11%
19 RAYMOND JAMES & ASSOCIATES 164,268 8,134,000 1.09%
20 HighTower Advisors, LLC 161,725 7,962,000 1.07%
21 Quadrant Capital Management, LLC 157,727 7,811,000 1.05%
22 Bouchey Financial Group Ltd 149,619 7,409,000 0.99%
23 CYPRESS WEALTH ADVISORS LLC 139,055 6,886,000 0.92%
24 Community Bank, N.A. 134,625 6,667,000 0.89%
25 VICUS CAPITAL 75,467 6,572,000 0.88%
26 NATIONAL PLANNING CORP 123,517 6,075,000 0.82%
27 AVIANCE CAPITAL MANAGEMENT, LLC 120,477 5,966,000 0.80%
28 ALPS ADVISORS INC 11,948 5,918,000 0.79%
29 Freedom Investment Management, Inc. 30,720 5,887,000 0.79%
30 Commonwealth Equity Services, Inc 100,119 4,958,000 0.67%
31 CIBC WORLD MARKET INC. 97,448 4,826,000 0.65%
32 Baker Avenue Asset Management, LP 95,178 4,713,000 0.63%
33 BRINKER CAPITAL INC 92,350 4,573,000 0.61%
34 Advisors Preferred, LLC 89,432 4,430,000 0.59%
35 MSI Financial Services Inc 84,244 4,172,000 0.56%
36 TCV Trust & Wealth Management, Inc. 83,253 4,123,000 0.55%
37 JPMORGAN CHASE & CO 70,427 3,487,000 0.47%
38 CABOT WEALTH MANAGEMENT INC 67,490 3,342,000 0.45%
39 Argentus Capital Management, LLC 67,287 3,332,000 0.45%
40 Strategic Capital Alternatives LLC 65,272 3,232,000 0.43%
41 MARINER INDEPENDENT ADVISOR NETWORK, LLC 64,856 3,212,000 0.43%
42 WealthTrust Fairport, LLC 58,022 2,873,000 0.39%
43 Occidental Asset Management, LLC 57,875 2,866,000 0.38%
44 Institute for Wealth Management, LLC. 57,518 2,848,000 0.38%
45 Concert Wealth Management Inc. 53,727 2,658,000 0.36%
46 ALBION FINANCIAL GROUP /UT 52,369 2,593,000 0.35%
47 SNS Financial Group, LLC 48,369 2,395,000 0.32%
48 Good Harbor Financial, LLC 47,964 2,375,000 0.32%
49 Private Advisor Group, LLC 47,890 2,372,000 0.32%
50 PALLADIEM, LLC 46,715 2,313,000 0.31%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.