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AMERICAN SUPERCONDUCTOR CORPOR
AMERICAN SUPERCONDUCTOR CORPOR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 71 Institutional holders with a total value of $31,784,449.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ARCADIA INVESTMENT MANAGEMENT CORP/MI 14 0 0.00%
2 ADVANTAGE INVESTMENT MANAGEMENT, LLC 20 0 0.00%
3 US BANCORP \DE\ 50 0 0.00%
4 HUNTINGTON NATIONAL BANK 47 0 0.00%
5 IFP ADVISORS, INC 30 0 0.00%
6 JFS WEALTH ADVISORS, LLC 10 0 0.00%
7 Hudock, Inc. 4 0 0.00%
8 HOWE & RUSLING INC 25 0 0.00%
9 CITIGROUP INC 8 0 0.00%
10 ROCKEFELLER FINANCIAL SERVICES INC 35 0 0.00%
11 MSI Financial Services Inc 20 0 0.00%
12 Walleye Trading LLC 12 0 0.00%
13 ASSETMARK, INC 1 0 0.00%
14 SECURITY NATIONAL TRUST CO 10 0 0.00%
15 ADVISOR GROUP, INC. 114 1,000 0.00%
16 Creative Planning 99 1,000 0.00%
17 PNC FINANCIAL SERVICES GROUP, INC. 150 1,000 0.00%
18 Winslow, Evans & Crocker, Inc. 150 1,106 0.00%
19 MANUFACTURERS LIFE INSURANCE COMPANY, THE 228 2,000 0.01%
20 Capital Advisors, Ltd. LLC 263 2,000 0.01%
21 BlackRock Finance, Inc. 340 3,000 0.01%
22 LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 697 5,000 0.02%
23 ROYAL BANK OF CANADA 723 5,000 0.02%
24 BNP PARIBAS FINANCIAL MARKETS 725 5,343 0.02%
25 BARCLAYS PLC 1,017 7,000 0.02%
26 Legal & General Group Plc 1,153 8,000 0.03%
27 GROUP ONE TRADING LLC 1,500 11,000 0.03%
28 BANK OF AMERICA CORP /DE/ 1,684 13,000 0.04%
29 Tower Research Capital LLC (TRC) 2,739 21,000 0.07%
30 Zurcher Kantonalbank (Zurich Cantonalbank) 2,935 22,000 0.07%
31 BLACKROCK ADVISORS LLC 3,399 25,000 0.08%
32 SIMPLEX TRADING, LLC 4,641 34,000 0.11%
33 FineMark National Bank & Trust 5,000 37,000 0.12%
34 AMERICAN INTERNATIONAL GROUP, INC. 6,745 50,000 0.16%
35 WELLS FARGO & COMPANY/MN 6,964 52,000 0.16%
36 DEUTSCHE BANK AG\ 7,813 56,000 0.18%
37 UBS Group AG 8,149 60,000 0.19%
38 CITADEL ADVISORS LLC 10,838 80,000 0.25%
39 NEW YORK STATE COMMON RETIREMENT FUND 11,900 88,000 0.28%
40 RAYMOND JAMES & ASSOCIATES 12,980 96,000 0.30%
41 FIRST MANHATTAN CO. LLC. 14,019 103,000 0.32%
42 MOLONEY SECURITIES ASSET MANAGEMENT, LLC 15,665 115,000 0.36%
43 CONDOR CAPITAL MANAGEMENT 17,545 129,000 0.41%
44 JPMORGAN CHASE & CO 18,420 136,000 0.43%
45 TEACHERS ADVISORS, LLC 19,169 141,000 0.44%
46 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 19,200 142,000 0.45%
47 SUSQUEHANNA INTERNATIONAL GROUP, LLP 20,500 151,000 0.48% Call
48 FIRST TRUST ADVISORS LP 20,961 154,000 0.48%
49 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 22,580 166,000 0.52%
50 RUSSELL INVESTMENTS GROUP, LTD. 21,942 166,000 0.52%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.