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Zosano Pharma Corp
Zosano Pharma Corp. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 25 Institutional holders with a total value of $12,155,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FMR LLC 1,776,019 2,504,000 20.60%
2 Lombard Odier Asset Management (USA) Corp 1,400,000 1,974,000 16.24%
3 Opaleye Management Inc. 1,225,000 1,727,000 14.21%
4 VANGUARD GROUP INC 1,217,323 1,716,000 14.12%
5 Endurant Capital Management LP 751,380 1,059,000 8.71%
6 PERCEPTIVE ADVISORS LLC 500,000 705,000 5.80%
7 NEXTHERA CAPITAL LP 418,350 590,000 4.85%
8 MORGAN STANLEY 308,537 435,000 3.58%
9 VICTORY CAPITAL MANAGEMENT INC 234,853 331,000 2.72%
10 GEODE CAPITAL MANAGEMENT, LLC 187,884 264,000 2.17%
11 Granite Point Capital Management, L.P. 150,000 212,000 1.74%
12 BlackRock Finance, Inc. 97,268 137,000 1.13%
13 BOOTHBAY FUND MANAGEMENT, LLC 89,828 127,000 1.04%
14 NORTHERN TRUST CORP 79,234 112,000 0.92%
15 FT OPTIONS LLC 60,000 85,000 0.70%
16 Bank of New York Mellon Corp 36,465 51,000 0.42%
17 PANAGORA ASSET MANAGEMENT INC 25,363 36,000 0.30%
18 TWO SIGMA SECURITIES, LLC 20,127 28,000 0.23%
19 LADENBURG THALMANN FINANCIAL SERVICES INC. 17,000 24,000 0.20%
20 SUSQUEHANNA INTERNATIONAL GROUP, LLP 10,443 15,000 0.12%
21 PRELUDE CAPITAL MANAGEMENT, LLC 10,000 14,000 0.12%
22 UBS Group AG 3,000 4,000 0.03%
23 DEUTSCHE BANK AG\ 2,200 3,000 0.02%
24 ACROSPIRE INVESTMENT MANAGEMENT LLC 1,600 2,000 0.02%
25 Tower Research Capital LLC (TRC) 100 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.