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PATRIOT NATL BANCORP
PATRIOT NATL BANCORP. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 10 Institutional holders with a total value of $586,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ALLIANCEBERNSTEIN L.P. 14,175 238,000 40.61%
2 DIMENSIONAL FUND ADVISORS LP 14,882 231,000 39.42%
3 Highlander Capital Management, LLC 4,500 70,000 11.95%
4 UBS Group AG 1,093 17,000 2.90%
5 MORGAN STANLEY 926 14,000 2.39%
6 MARK SHEPTOFF FINANCIAL PLANNING, LLC 800 12,000 2.05%
7 BlackRock Investment Management, LLC 124 2,000 0.34%
8 CITIGROUP INC 113 2,000 0.34%
9 Tower Research Capital LLC (TRC) 24 0 0.00%
10 WELLS FARGO & COMPANY/MN 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.