| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Commonwealth Equity Services, Inc | 194,897 | 4,570,000 | 51.93% | ||
| 2 | Pure Financial Advisors, LLC | 62,277 | 1,464,000 | 16.64% | ||
| 3 | Shamrock Asset Management LLC | 25,307 | 593,000 | 6.74% | ||
| 4 | JANE STREET GROUP, LLC | 22,465 | 527,000 | 5.99% | ||
| 5 | UBS Group AG | 16,831 | 395,000 | 4.49% | ||
| 6 | Mariner, LLC | 16,028 | 376,000 | 4.27% | ||
| 7 | Cambridge Investment Research Advisors, Inc. | 10,316 | 242,000 | 2.75% | ||
| 8 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 10,162 | 238,000 | 2.70% | ||
| 9 | ASSET DEDICATION, LLC | 5,834 | 137,000 | 1.56% | ||
| 10 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 3,300 | 77,000 | 0.88% | ||
| 11 | BANK OF AMERICA CORP /DE/ | 2,530 | 59,000 | 0.67% | ||
| 12 | Advisory Services Network, LLC | 2,266 | 53,000 | 0.60% | ||
| 13 | Tortoise Investment Management, LLC | 1,280 | 30,000 | 0.34% | ||
| 14 | MSI Financial Services Inc | 720 | 17,000 | 0.19% | ||
| 15 | Tower Research Capital LLC (TRC) | 552 | 13,000 | 0.15% | ||
| 16 | AllSquare Wealth Management LLC | 314 | 7,000 | 0.08% | ||
| 17 | BlackRock Finance, Inc. | 62 | 1,000 | 0.01% | ||
| 18 | CITIGROUP INC | 45 | 1,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
