| # | % | |||||
|---|---|---|---|---|---|---|
| 501 | PROFICIO CAPITAL PARTNERS LLC | 14 | 4,000 | 0.00% | ||
| 502 | BROWN BROTHERS HARRIMAN & CO | 15 | 4,000 | 0.00% | ||
| 503 | HEFTY WEALTH PARTNERS | 17 | 4,000 | 0.00% | ||
| 504 | Winslow, Evans & Crocker, Inc. | 12 | 3,044 | 0.00% | ||
| 505 | VERSANT CAPITAL MANAGEMENT, INC | 12 | 3,000 | 0.00% | ||
| 506 | FORTALEZA ASSET MANAGEMENT INC/ | 10 | 3,000 | 0.00% | ||
| 507 | BRONFMAN E.L. ROTHSCHILD, L.P. | 12 | 3,000 | 0.00% | ||
| 508 | MCF Advisors LLC | 7 | 2,000 | 0.00% | ||
| 509 | Cornerstone Advisors, Inc. | 6 | 2,000 | 0.00% | ||
| 510 | Tarbox Family Office, Inc. | 7 | 2,000 | 0.00% | ||
| 511 | Tower Research Capital LLC (TRC) | 7 | 2,000 | 0.00% | ||
| 512 | ARROW FINANCIAL CORP | 9 | 2,000 | 0.00% | ||
| 513 | GUPTA WEALTH MANAGEMENT LLC | 4 | 1,000 | 0.00% | ||
| 514 | DUBUQUE BANK & TRUST CO | 5 | 1,000 | 0.00% | ||
| 515 | DELPHI PRIVATE ADVISORS LLC | 2 | 1,000 | 0.00% | ||
| 516 | MARK SHEPTOFF FINANCIAL PLANNING, LLC | 4 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
