Dark
Light
System
Security
SMITH & WESSON HLDG
SMITH & WESSON HLDG. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 208 Institutional holders with a total value of $699,804,786.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 BlackRock Investment Management, LLC 154,489 2,259,000 0.32%
52 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 147,917 2,163,000 0.31%
53 BOLTON LP 144,200 2,108,000 0.30%
54 PRUDENTIAL FINANCIAL INC 143,019 2,091,000 0.30%
55 Invesco Ltd. 141,367 2,067,000 0.30%
56 DIMENSIONAL FUND ADVISORS LP 138,212 2,019,000 0.29%
57 SYSTEMATIC FINANCIAL MANAGEMENT LP 135,305 1,978,000 0.28%
58 Curi Capital, LLC 132,279 1,934,000 0.28%
59 WELLINGTON MANAGEMENT GROUP LLP 121,946 1,783,000 0.25%
60 AQR CAPITAL MANAGEMENT LLC 121,565 1,777,000 0.25%
61 ALLIANCEBERNSTEIN L.P. 115,721 1,692,000 0.24%
62 Sterling Capital Management LLC 113,856 1,664,000 0.24%
63 PARAMETRIC PORTFOLIO ASSOCIATES LLC 107,518 1,572,000 0.22%
64 A.R.T. Advisors, LLC 103,942 1,519,000 0.22%
65 SAC Capital Advisors LP 100,000 1,462,000 0.21% Put
66 KNOTT DAVID M 100,000 1,462,000 0.21%
67 GSA CAPITAL PARTNERS LLP 94,308 1,379,000 0.20%
68 HANCOCK WHITNEY CORP 91,396 1,336,000 0.19%
69 AXA S.A. 87,900 1,285,000 0.18%
70 TEACHERS ADVISORS, LLC 87,902 1,285,000 0.18%
71 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 81,082 1,185,000 0.17%
72 BOLTON LP 78,700 1,151,000 0.16% Put
73 Asset Management One Co., Ltd. 76,241 1,115,000 0.16%
74 HBK INVESTMENTS L P 74,872 1,095,000 0.16%
75 Swiss National Bank 74,200 1,085,000 0.16%
76 GOLDMAN SACHS GROUP INC 72,933 1,066,000 0.15%
77 Spot Trading L.L.C 70,300 1,028,000 0.15% Put
78 JANE STREET GROUP, LLC 70,022 1,024,000 0.15%
79 Allianz Asset Management GmbH 69,469 1,015,000 0.15%
80 BARCLAYS PLC 71,828 1,006,000 0.14%
81 FIRST QUADRANT LLC/CA 68,200 997,000 0.14%
82 SHELL ASSET MANAGEMENT CO 67,742 990,000 0.14%
83 FIRST MANHATTAN CO. LLC. 67,700 989,000 0.14%
84 MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 66,310 969,452 0.14%
85 GUGGENHEIM CAPITAL LLC 63,159 924,000 0.13%
86 ALGERT GLOBAL LLC 60,584 886,000 0.13%
87 Cambridge Investment Research Advisors, Inc. 57,665 843,000 0.12%
88 BARCLAYS PLC 60,100 841,000 0.12% Call
89 AMERICAN INTERNATIONAL GROUP, INC. 56,676 828,603 0.12%
90 ProShare Advisors LLC 56,495 826,000 0.12%
91 PEAK6 Group LLC 55,100 806,000 0.12% Call
92 DEUTSCHE BANK AG\ 54,146 791,000 0.11%
93 BRYN MAWR CAPITAL MANAGEMENT INC 52,240 764,000 0.11%
94 DUPONT CAPITAL MANAGEMENT CORP 49,984 731,000 0.10%
95 METROPOLITAN LIFE INSURANCE CO/NY 47,435 693,000 0.10%
96 LAZARD ASSET MANAGEMENT LLC 47,343 692,000 0.10%
97 RAYMOND JAMES & ASSOCIATES 45,364 663,000 0.09%
98 LPL Financial LLC 44,993 658,000 0.09%
99 RHUMBLINE ADVISERS 44,741 654,000 0.09%
100 GOLDMAN SACHS GROUP INC 44,000 643,000 0.09% Put
Page 2 of 5

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.