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SOLAR SENIOR
SOLAR SENIOR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 58 Institutional holders with a total value of $71,834,988.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Allianz Asset Management GmbH 814,433 13,935,000 19.40%
2 BlackRock Fund Advisors 329,967 5,646,000 7.86%
3 GOLDMAN SACHS GROUP INC 328,180 5,615,000 7.82%
4 Advisors Asset Management, Inc. 277,669 4,751,000 6.61%
5 WELLINGTON MANAGEMENT GROUP LLP 243,510 4,167,000 5.80%
6 UBS AG 188,970 3,234,000 4.50%
7 STATE STREET CORP 156,794 2,681,000 3.73%
8 Allen Investment Management, LLC 154,184 2,638,000 3.67%
9 BlackRock Institutional Trust Company, N.A. 145,236 2,485,000 3.46%
10 West Family Investments, Inc. 131,980 2,258,000 3.14%
11 NORTHERN TRUST CORP 121,915 2,085,000 2.90%
12 Clear Harbor Asset Management, LLC 121,786 2,084,000 2.90%
13 Yorktown Management & Research Co Inc 118,350 2,025,000 2.82%
14 WILLIAM HARRIS INVESTORS INC 117,300 2,007,000 2.79%
15 CONFLUENCE INVESTMENT MANAGEMENT LLC 108,963 1,864,000 2.59%
16 ADVISORY RESEARCH INC 65,089 1,114,000 1.55%
17 Sumitomo Mitsui DS Asset Management Company, Ltd 65,089 1,113,000 1.55%
18 BlackRock Group LTD 63,398 1,085,000 1.51%
19 JPMORGAN CHASE & CO 60,192 1,030,000 1.43%
20 TIAA CREF INVESTMENT MANAGEMENT LLC 58,535 1,002,000 1.39%
21 CORRADO ADVISORS, LLC 44,000 753,000 1.05%
22 Bank of New York Mellon Corp 41,656 712,000 0.99%
23 BlackRock Investment Management, LLC 39,984 684,000 0.95%
24 TWO SIGMA INVESTMENTS, LP 36,624 627,000 0.87%
25 TWO SIGMA ADVISERS, LP 30,905 530,000 0.74%
26 BRIDGEWAY CAPITAL MANAGEMENT, LLC 27,200 465,000 0.65%
27 MILLENNIUM MANAGEMENT LLC 25,735 440,000 0.61%
28 WELLS FARGO & COMPANY/MN 21,369 365,000 0.51%
29 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 20,767 355,000 0.49%
30 VAN ECK ASSOCIATES CORP 20,262 347,000 0.48%
31 LADENBURG THALMANN FINANCIAL SERVICES INC. 19,881 341,000 0.47%
32 VANGUARD GROUP INC 18,091 309,000 0.43%
33 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 16,300 279,000 0.39%
34 TEACHERS ADVISORS, LLC 15,886 272,000 0.38%
35 RHUMBLINE ADVISERS 14,461 247,000 0.34%
36 VOYA INVESTMENT MANAGEMENT LLC 14,000 240,000 0.33%
37 DEUTSCHE BANK AG\ 13,239 226,000 0.31%
38 ESSEX INVESTMENT MANAGEMENT CO LLC 12,677 217,000 0.30%
39 MANUFACTURERS LIFE INSURANCE COMPANY, THE 12,460 214,000 0.30%
40 ProShare Advisors LLC 11,653 199,000 0.28%
41 CREDIT SUISSE AG/ 10,842 186,000 0.26%
42 METROPOLITAN LIFE INSURANCE CO/NY 10,201 175,000 0.24%
43 MORGAN STANLEY 9,980 171,000 0.24%
44 Nationwide Fund Advisors 9,012 154,000 0.21%
45 AMERICAN INTERNATIONAL GROUP, INC. 7,831 133,988 0.19%
46 BLACKROCK ADVISORS LLC 6,174 106,000 0.15%
47 BANK OF AMERICA CORP /DE/ 3,126 54,000 0.08%
48 BANK OF MONTREAL /CAN/ 2,000 34,000 0.05%
49 WESTPORT RESOURCES MANAGEMENT INC 1,852 32,000 0.04%
50 CITIGROUP INC 1,762 30,000 0.04%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.