| # | % | |||||
|---|---|---|---|---|---|---|
| 201 | Gradient Investments LLC | 106 | 2,000 | 0.00% | ||
| 202 | First Horizon Advisors, Inc. | 123 | 2,000 | 0.00% | ||
| 203 | SIGNATUREFD, LLC | 58 | 1,000 | 0.00% | ||
| 204 | FARMERS & MERCHANTS INVESTMENTS INC | 46 | 1,000 | 0.00% | ||
| 205 | WELLS FARGO & COMPANY/MN | 30,000 | 1,000 | 0.00% | Call | |
| 206 | West Oak Capital, LLC | 7 | 134 | 0.00% | ||
| 207 | Johnson Financial Group, Inc. | 6 | 0 | 0.00% | ||
| 208 | Alexandria Capital, LLC | 1 | 0 | 0.00% | ||
| 209 | SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) | 26 | 0 | 0.00% | ||
| 210 | Private Ocean, LLC | 25 | 0 | 0.00% | ||
| 211 | D'Orazio & Associates, Inc. | 11 | 0 | 0.00% | ||
| 212 | WealthTrust-Arizona, LLC | 2 | 0 | 0.00% | ||
| 213 | Regal Investment Advisors LLC | 10 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.