| # | % | |||||
|---|---|---|---|---|---|---|
| 601 | FineMark National Bank & Trust | 328 | 11,000 | 0.00% | ||
| 602 | OLD SECOND NATIONAL BANK OF AURORA | 300 | 10,000 | 0.00% | ||
| 603 | Carroll Financial Associates, Inc. | 275 | 10,000 | 0.00% | ||
| 604 | Johnson Financial Group, Inc. | 235 | 8,000 | 0.00% | ||
| 605 | Creative Planning | 2,000 | 8,000 | 0.00% | Call | |
| 606 | Gradient Investments LLC | 235 | 8,000 | 0.00% | ||
| 607 | Apriem Advisors | 200 | 7,000 | 0.00% | ||
| 608 | Capital Advisors, Ltd. LLC | 201 | 6,000 | 0.00% | ||
| 609 | ADIRONDACK TRUST CO | 170 | 6,000 | 0.00% | ||
| 610 | WealthTrust Fairport, LLC | 143 | 5,000 | 0.00% | ||
| 611 | ClariVest Asset Management LLC | 142 | 5,000 | 0.00% | ||
| 612 | ATWOOD & PALMER INC | 160 | 5,000 | 0.00% | ||
| 613 | MassMutual Private Wealth & Trust, FSB | 110 | 3,715 | 0.00% | ||
| 614 | REILLY FINANCIAL ADVISORS, LLC | 100 | 3,000 | 0.00% | ||
| 615 | WELLS FARGO & COMPANY/MN | 24,100 | 3,000 | 0.00% | Put | |
| 616 | Crosspoint Capital Strategies, LLC | 50 | 2,000 | 0.00% | ||
| 617 | Hoxton Financial, Inc. | 66 | 2,000 | 0.00% | ||
| 618 | JNBA Financial Advisors | 40 | 1,000 | 0.00% | ||
| 619 | TD Capital Management LLC | 32 | 1,000 | 0.00% | ||
| 620 | SIGNATUREFD, LLC | 3 | 0 | 0.00% | ||
| 621 | Li Winifred I | 5 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
