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SPDR INDEX SHS FDS
SPDR INDEX SHS FDS. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 30 Institutional holders with a total value of $65,092,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 STATE STREET CORP 668,662 32,081,000 49.29%
2 MORGAN STANLEY 228,324 10,955,000 16.83%
3 Sequoia Financial Advisors, LLC 159,182 7,637,000 11.73%
4 OLD MISSION CAPITAL LLC 50,312 2,414,000 3.71%
5 Rathbones Group PLC 41,088 1,971,000 3.03%
6 ROYAL BANK OF CANADA 40,833 1,959,000 3.01%
7 WELLS FARGO & COMPANY/MN 29,756 1,428,000 2.19%
8 Freedom Investment Management, Inc. 26,434 1,268,000 1.95%
9 Mariner, LLC 21,034 1,009,000 1.55%
10 UNITED CAPITAL FINANCIAL ADVISORS, LLC 20,490 983,000 1.51%
11 RAYMOND JAMES & ASSOCIATES 11,118 533,000 0.82%
12 UBS Group AG 9,959 478,000 0.73%
13 EFG Private Wealth Management (Americas) Corp. 9,487 455,000 0.70%
14 CIBC WORLD MARKET INC. 7,962 382,000 0.59%
15 ENVESTNET ASSET MANAGEMENT INC 6,652 319,000 0.49%
16 LPL Financial LLC 6,062 284,000 0.44%
17 BAILARD, INC. 5,600 269,000 0.41%
18 PNC FINANCIAL SERVICES GROUP, INC. 2,587 124,000 0.19%
19 Advisors Preferred, LLC 2,501 120,000 0.18%
20 CITIGROUP INC 2,100 101,000 0.16%
21 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,970 95,000 0.15%
22 BANK OF AMERICA CORP /DE/ 1,831 88,000 0.14%
23 NEXT Financial Group, Inc 850 41,000 0.06%
24 GENEOS WEALTH MANAGEMENT INC. 850 40,000 0.06%
25 MSI Financial Services Inc 718 34,000 0.05%
26 ADVISOR GROUP, INC. 430 21,000 0.03%
27 Community Bank, N.A. 50 2,000 0.00%
28 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 27 1,000 0.00%
29 IFP ADVISORS, INC 4 0 0.00%
30 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.