Dark
Light
System
Security
SPDR INDEX SHS FDS
SPDR INDEX SHS FDS. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 60 Institutional holders with a total value of $124,585,938.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Orion Porfolio Solutions, LLC 1,375,000 38,060,000 30.55%
2 MORGAN STANLEY 571,996 15,833,000 12.71%
3 RAND WEALTH, LLC 342,793 9,489,000 7.62%
4 UBS Group AG 297,612 8,238,000 6.61%
5 WELLS FARGO & COMPANY/MN 244,713 6,773,000 5.44%
6 BANK OF AMERICA CORP /DE/ 225,553 6,243,000 5.01%
7 First Allied Advisory Services, Inc. 195,207 5,403,000 4.34%
8 Gradient Investments LLC 173,622 4,806,000 3.86%
9 New England Investment & Retirement Group, Inc. 171,844 4,757,000 3.82%
10 ROYAL BANK OF CANADA 120,413 3,333,000 2.68%
11 M&T BANK CORP 78,305 2,167,000 1.74%
12 JUNCTURE WEALTH STRATEGIES, LLC 73,232 2,027,000 1.63%
13 SUSQUEHANNA INTERNATIONAL GROUP, LLP 65,528 1,814,000 1.46%
14 JANE STREET GROUP, LLC 55,127 1,526,000 1.22%
15 Roundview Capital LLC 46,709 1,293,000 1.04%
16 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 45,298 1,254,000 1.01%
17 RPG INVESTMENT ADVISORY, LLC 43,540 1,204,000 0.97%
18 Invesco Ltd. 41,189 1,140,000 0.92%
19 TOWER SQUARE INVESTMENT MANAGEMENT, LLC 40,213 1,113,000 0.89%
20 Cambridge Investment Research Advisors, Inc. 35,822 992,000 0.80%
21 Raymond James Financial Services Advisors, Inc. 31,645 876,000 0.70%
22 Atria Investments, Inc 27,414 759,000 0.61%
23 Sterling Capital Management LLC 27,210 753,000 0.60%
24 Freestone Capital Holdings, LLC 22,500 623,000 0.50%
25 WALTER & KEENAN WEALTH MANAGEMENT LLC /IN/ /ADV 22,000 609,000 0.49%
26 Commonwealth Equity Services, Inc 17,753 491,000 0.39%
27 Walleye Trading LLC 14,223 394,000 0.32%
28 ADVISOR GROUP, INC. 9,934 276,000 0.22%
29 LPL Financial LLC 9,844 271,000 0.22%
30 DAVENPORT & Co LLC 8,750 242,200 0.19%
31 Cetera Advisor Networks LLC 8,735 242,000 0.19%
32 ANCHOR INVESTMENT MANAGEMENT, LLC 8,299 229,709 0.18%
33 HighTower Advisors, LLC 7,997 222,000 0.18%
34 MSI Financial Services Inc 7,934 220,000 0.18%
35 TWIN FOCUS CAPITAL PARTNERS, LLC 7,811 216,000 0.17%
36 IFP ADVISORS, INC 4,607 128,000 0.10%
37 FARMERS & MERCHANTS INVESTMENTS INC 3,919 108,000 0.09%
38 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,737 76,000 0.06%
39 PNC FINANCIAL SERVICES GROUP, INC. 2,126 59,000 0.05%
40 CITIGROUP INC 1,775 49,000 0.04%
41 WHITTIER TRUST CO 1,283 36,000 0.03%
42 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,266 35,000 0.03%
43 Capital Advisors, Ltd. LLC 1,100 30,000 0.02%
44 ENVESTNET ASSET MANAGEMENT INC 1,010 28,000 0.02%
45 EDMOND DE ROTHSCHILD HOLDING S.A. 850 24,000 0.02%
46 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 580 17,000 0.01%
47 BANK OF MONTREAL /CAN/ 562 16,000 0.01%
48 US BANCORP \DE\ 568 16,000 0.01%
49 D.A. DAVIDSON & CO. 561 15,000 0.01%
50 Focused Wealth Management, Inc 511 14,000 0.01%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.