| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 270,377 | 6,130,000 | 58.85% | ||
| 2 | XPONANCE LLC | 125,600 | 2,958,000 | 28.40% | ||
| 3 | MORGAN STANLEY | 23,231 | 526,000 | 5.05% | ||
| 4 | Merriman Wealth Management, LLC | 16,350 | 371,000 | 3.56% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 6,834 | 155,000 | 1.49% | ||
| 6 | ROYAL BANK OF CANADA | 5,193 | 118,000 | 1.13% | ||
| 7 | WELLS FARGO & COMPANY/MN | 3,061 | 69,000 | 0.66% | ||
| 8 | Winslow, Evans & Crocker, Inc. | 2,200 | 49,874 | 0.48% | ||
| 9 | ADVISOR GROUP, INC. | 780 | 18,000 | 0.17% | ||
| 10 | MSI Financial Services Inc | 750 | 17,000 | 0.16% | ||
| 11 | NEXT Financial Group, Inc | 100 | 2,000 | 0.02% | ||
| 12 | PNC FINANCIAL SERVICES GROUP, INC. | 100 | 2,000 | 0.02% | ||
| 13 | Parallax Volatility Advisers, L.P. | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
