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SPDR S&P MIDCAP 400 ETF TR
SPDR S&P MIDCAP 400 ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 487 Institutional holders with a total value of $8,455,255,282.
#
Manager Name
Shares
Value ($)
%
Options
Notes
451 JNBA Financial Advisors 297 74,000 0.00%
452 Smithfield Trust Co 285 71,000 0.00%
453 SIGNATUREFD, LLC 247 62,000 0.00%
454 Gradient Investments LLC 250 62,000 0.00%
455 HAP Trading, LLC 10,000 54,000 0.00% Call
456 Field & Main Bank 200 50,000 0.00%
457 BENJAMIN F. EDWARDS & COMPANY, INC. 182 45,000 0.00%
458 Winslow, Evans & Crocker, Inc. 174 43,382 0.00%
459 Community Financial Services Group, LLC 171 43,000 0.00%
460 WOLVERINE ASSET MANAGEMENT LLC 105 41,000 0.00% Call
461 CITY HOLDING CO 160 40,000 0.00%
462 Hoxton Financial, Inc. 155 39,000 0.00%
463 HABERER REGISTERED INVESTMENT ADVISOR INC 158 39,000 0.00% SH
464 Ledyard National Bank 150 37,000 0.00%
465 COUNTRY TRUST BANK 137 34,157 0.00%
466 INTERACTIVE FINANCIAL ADVISORS, INC. 138 34,000 0.00%
467 Tortoise Investment Management, LLC 137 34,000 0.00%
468 WEALTHCARE CAPITAL MANAGEMENT LLC 112 28,000 0.00%
469 SATURNA CAPITAL CORP 99 25,000 0.00%
470 Beacon Capital Management, Inc. 100 25,000 0.00%
471 AMERICAN NATIONAL BANK & TRUST 100 25,000 0.00%
472 UBS AG 100 25,000 0.00% Call
473 JFS WEALTH ADVISORS, LLC 100 25,000 0.00%
474 CKW FINANCIAL GROUP 88 22,000 0.00%
475 OPTIMUM INVESTMENT ADVISORS 80 20,000 0.00%
476 THRIVENT FINANCIAL FOR LUTHERANS 50 12,000 0.00%
477 Madden Advisory Services, Inc. 39 10,000 0.00%
478 M&T BANK CORP 3,700 9,000 0.00% Put
479 FIRST MANHATTAN CO. LLC. 36 8,000 0.00%
480 Carroll Financial Associates, Inc. 30 7,000 0.00%
481 ATWOOD & PALMER INC 25 6,000 0.00%
482 KBC Group NV 25 6,000 0.00%
483 Aft, Forsyth & Sober, LLC 25 6,000 0.00%
484 M&T BANK CORP 2,700 4,000 0.00% Call
485 Tradewinds Capital Management, LLC 10 3,000 0.00%
486 NewSquare Capital LLC 7 2,000 0.00%
487 FARMERS & MERCHANTS INVESTMENTS INC 10 2,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.